Oxler Private Wealth provides financial planning, portfolio management for individuals and small businesses, pension consulting, and insurance.
Oxler Private Wealth reports 151 clients. They include 65 individual clients, 46 high-net-worth individuals and 29 other clients. Of its assets, 99.4% ($575M across 286 accounts) are managed with discretion; $3.27M across 5 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 43% | 6% |
| High-net-worth individuals | 30% | 87% |
| Pension and profit-sharing plans | 5% | 1% |
| Charitable organizations | 2% | <1% |
| Corporations and other businesses | <1% | <1% |
| Other client typesOther | 19% | 5% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 65 | $33.1M | 5.7% | $509K |
| High-net-worth individuals | 46 | $503M | 87.1% | $10.9M |
| Pension and profit-sharing plans | 7 | $7.58M | 1.3% | $1.08M |
| Charitable organizations | Fewer than 5 | $4.48M | 0.8% | $1.49M |
| Corporations and other businesses | Fewer than 5 | $727 | 0.0% | $727 |
| Other | 29 | $29.6M | 5.1% | $1.02M |
| Total | 151 | $578M | 100% | — |
- Clients
- 65
- Regulatory AUM
- $33.1M
- AUM share
- 5.7%
- Avg. per client
- $509K
- Clients
- 46
- Regulatory AUM
- $503M
- AUM share
- 87.1%
- Avg. per client
- $10.9M
- Clients
- 7
- Regulatory AUM
- $7.58M
- AUM share
- 1.3%
- Avg. per client
- $1.08M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.48M
- AUM share
- 0.8%
- Avg. per client
- $1.49M
- Clients
- Fewer than 5
- Regulatory AUM
- $727
- AUM share
- 0.0%
- Avg. per client
- $727
- Clients
- 29
- Regulatory AUM
- $29.6M
- AUM share
- 5.1%
- Avg. per client
- $1.02M
Total
- Clients
- 151
- Regulatory AUM
- $578M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Oxler Private Wealth charges 0.50%–1.50% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.
Fee details and sources
Masahiro Yamazaki owns 50% to 75% of Oxler Private Wealth. The leadership team of Oxler Private Wealth includes Chief Compliance Officer Masahiro Yamazaki. It has 4 employees, 3 of them in advisory roles.
Leadership
- Masahiro YamazakiPrincipal, Chief Compliance Officer
- Jessica DemlerPrincipal
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 3 in advisory functions
- 4 state-registered reps
- Owns 50% to 75% of Oxler Private Wealth LLC
Masahiro Yamazaki
Control person · since June 2020
- Owns 50% to 75% of Oxler Private Wealth LLC
Jessica Demler
Control person · since June 2020
Oxler Private Wealth’s regulatory assets grew from $417M (July 2021) to $578M (March 2026); clients rose from 118 to 151 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $578M | 151 | 4 | 5 |
| March 2025 | $540M | 154 | 4 | 5 |
| March 2024 | $441M | 142 | 4 | 3 |
| March 2023 | $388M | 155 | 4 | 4 |
| March 2022 | $458M | 139 | 4 | 4 |
| July 2021 | $417M | 118 | 4 | 3 |
Besides its headquarters, Oxler Private Wealth has 4 offices (4 private residences, listed without an address), with 1 listed address in New York.
New York · 1 listed address
- 800 Westchester Ave, Suite 641n, Rye BrookHQ
Contact and registration details
- Legal name
- Oxler Private Wealth LLC
- Headquarters
- 800 Westchester Ave, Suite 641n, Rye Brook, NY 10573
- Website
- oxlerpw.com
- Phone
- 212-785-2860
- @oxlerpw
- SEC file
- 801-119258
- Founded
- 2020
- Structure
- Delaware LLC
- Fiscal year end
- December
Oxler Private Wealth uses Pershing ($578M) as custodian for its separately managed accounts. Oxler Private Wealth has custody of $393M in client assets for 60 clients.
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $578M100%
At year end, Oxler Private Wealth’s separately managed accounts were largely in funds (36%) and stocks (32%). Its reported 13F holdings for the quarter ended 30 June 2026 total $350M across 93 positions; the largest are Invesco Qqq TR (16.3%), Vanguard Index Fds (12.1%) and Amazon Com Inc. (6.2%).
What the accounts hold
- Stocks32%
- Funds36%
- Bonds32%
- U.S. government and agency bonds30%
- State and local bonds2%
Reported 13F holdings
- $350M
- Reported 13F value
- 93
- Positions
- 63.9%
- In the 10 largest
- +9.6%
- Value vs. prior quarter
- Invesco Qqq TR · Unit Ser 116.3%
- Vanguard Index Fds · S&P 500 ETF Shs12.1%
- Amazon Com Inc.6.2%
- iShares Bitcoin Trust ETF · Shs Ben Int5.9%
- Nvidia Corporation4.7%
- Alphabet Inc. · Cap Stk CL A3.9%
- Meta Platforms Inc. · CL A3.9%
- State Str SPDR S&P 500 ETF T · TR Unit3.8%
- Alphabet Inc. · Cap Stk CL C3.7%
- Microsoft Corp.3.3%
Together, the ten largest are 63.9% of reported value.
How many clients does Oxler Private Wealth have?
Oxler Private Wealth has 151 clients and manages $578 million for them, as of March 2026. They include 65 individual clients, 46 high-net-worth individuals and 29 other clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026
What services does Oxler Private Wealth offer?
Oxler Private Wealth provides financial planning, portfolio management for individuals and small businesses, pension consulting, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Oxler Private Wealth charge?
Oxler Private Wealth charges 0.50%–1.50% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.
Source: OXLER PRIVATE WEALTH ADV BROCHURE, filed 16 March 2026
Which custodians does Oxler Private Wealth use?
Oxler Private Wealth’s separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $578M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026
How many financial advisors does Oxler Private Wealth have?
Oxler Private Wealth has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Oxler Private Wealth invest in?
At the end of its last fiscal year, Oxler Private Wealth’s separately managed accounts held 36% registered funds (mutual funds, ETFs, BDCs), 32% exchange-traded equities, 30% U.S. government and agency bonds and 2% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Oxler Private Wealth?
Oxler Private Wealth’s direct owners are Masahiro Yamazaki (50% to 75%) and Jessica Demler (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 16 March 2026
How does Oxler Private Wealth get paid?
Oxler Private Wealth is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Oxler Private Wealth registered with the SEC?
Yes, Oxler Private Wealth has been registered with the SEC as an investment adviser since 10 August 2020. Its CRD number is 309684 and its SEC file number is 801-119258.
Source: Form ADV Part 1A, Item 1, filed 16 March 2026; IAPD firm record
How do I contact Oxler Private Wealth?
Oxler Private Wealth’s main office is at 800 Westchester Ave, Suite 641n, Rye Brook, NY 10573. Its phone number is 212-785-2860. Its website is oxlerpw.com.