Masahiro Yamazaki has been Principal, Chief Compliance Officer of Oxler Private Wealth since June 2020, is a control person of the firm and directly owns between 50% and 75% of it. Masahiro Yamazaki holds a BS in Biology from Duke University.
Oxler Private Wealth LLC is a Rye Brook, NY firm with $578M under management, 151 clients and 3 advisers across 5 offices, as of its March 2026 filing.
Masa Yamazaki is Principal of Oxler Private Wealth. His primary responsibility is customized wealth and portfolio management: he oversees client portfolios and their asset allocations and guides clients through financial and estate planning strategies. Before Oxler, he was Senior Director of the Private Client Division at Oppenheimer & Co. Inc.
Masahiro Yamazaki’s longest registration is the current one, 6 years at Oxler Private Wealth since 2020. Before joining Oxler Private Wealth in 2020, Masahiro Yamazaki was registered through Oppenheimer & Co. Inc.
- Oppenheimer & Co. Inc.– · 5 yearsNew York, NY · Adviser representative · Firm CRD 249
Professional designations
Listed by Oxler Private Wealth
- Certified Private Wealth Advisor® (CPWA®)
- Certified Divorce Financial Analyst® (CDFA®)
- Certified Exit Planning Advisor® (CEPA®)
- Certified in Blockchain and Digital Assets (CBDA)
Investment adviser representative registrations
Masahiro Yamazaki is registered as an investment adviser representative in 3 states. The first approvals date from August 2020; the most recent is New York, in May 2021.
- FloridaSince 18 August 2020
- New YorkSince 20 May 2021
- TexasSince 14 August 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 22 December 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 September 2014 |
| Series 7 | General Securities Representative Examination | 5 August 2014 |
| Series 62 | Corporate Securities Limited Representative Examination | 29 August 1994 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Corporate Securities Limited Representative Examination
- Full name
- Masahiro Alberto Yamazaki
- CRD
- 2526772
- Firm
- Oxler Private Wealth · CRD 309684
- Role
- Principal, Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- October 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- oxlerpw.com
Where does Masahiro Yamazaki work?
Masahiro Yamazaki has been Principal, Chief Compliance Officer of Oxler Private Wealth LLC since June 2020, and is a control person of the firm.
Is Masahiro Yamazaki a financial advisor?
Yes. Masahiro Yamazaki has a current investment-adviser registration in Florida, New York and Texas, through Oxler Private Wealth since August 2020.
How many years of experience does Masahiro Yamazaki have?
Masahiro Yamazaki has 18 years in the financial industry, since October 2008, across 2 adviser firms.
What exams has Masahiro Yamazaki passed?
Masahiro Yamazaki has passed 4 licensing exams: the Series 62, Series 7, Series 66 and Series 7TO. The earliest, the Series 62, was passed in August 1994. FINRA credited Masahiro Yamazaki with the SIE, which began in October 2018.
Is Masahiro Yamazaki registered with FINRA?
No. Masahiro Yamazaki has no current broker registration.
How can I verify Masahiro Yamazaki’s record?
Search CRD 2526772 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Masahiro Yamazaki’s full registration record.