Martha Raghunauth has been an investment adviser representative at Oxler Private Wealth since May 2021, and is not listed among the firm’s executive officers or direct owners.
Oxler Private Wealth LLC is a Rye Brook, NY firm with $578M under management, 151 clients and 3 advisers across 5 offices, as of its March 2026 filing.
Martha Raghunauth’s longest registration was 6 years at Morgan Stanley (2009–2016). Before joining Oxler Private Wealth in 2021, Martha Raghunauth was registered through Oppenheimer & Co. Inc. and Morgan Stanley.
- Oppenheimer & Co. Inc.– · 4 yearsNew York, NY · Adviser representative · Firm CRD 249
- Morgan Stanley– · 6 yearsNew York, NY · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Martha Raghunauth is registered as an investment adviser representative in New York, since May 2021.
- New YorkSince 30 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 8 January 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 July 2009 |
| Series 7 | General Securities Representative Examination | 15 February 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 June 1997 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Martha L Raghunauth
- CRD
- 2384590
- Firm
- Oxler Private Wealth · CRD 309684
- Registration
- Investment adviser registration
- In the industry since
- January 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Martha Raghunauth work?
Martha Raghunauth is an investment adviser representative registered through Oxler Private Wealth LLC since May 2021, and is not listed among the firm’s executive officers or direct owners.
Is Martha Raghunauth a financial advisor?
Yes. Martha Raghunauth has a current investment-adviser registration in New York, through Oxler Private Wealth since May 2021.
How many years of experience does Martha Raghunauth have?
Martha Raghunauth has 24 years in the financial industry, since January 2002, across 3 adviser firms.
What exams has Martha Raghunauth passed?
Martha Raghunauth has passed 4 licensing exams: the Series 63, Series 7, Series 66 and Series 7TO. The earliest, the Series 63, was passed in June 1997. FINRA credited Martha Raghunauth with the SIE, which began in October 2018.
Where did Martha Raghunauth work before Oxler Private Wealth?
Before Oxler Private Wealth, Martha Raghunauth was registered through Oppenheimer & Co. Inc., January 2016 to August 2020; Morgan Stanley, July 2009 to January 2016.
Is Martha Raghunauth registered with FINRA?
No. Martha Raghunauth has no current broker registration.
How can I verify Martha Raghunauth’s record?
Search CRD 2384590 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Martha Raghunauth’s full registration record.