{"url":"https://nivawealth.com/firms/belle-haven-investments-29278","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/29278","regulatoryAum":24460158084,"crd":"29278","secFileNumber":"801-62290","legalName":"Belle Haven Investments, L.P.","displayName":"Belle Haven Investments","website":"https://www.bellehaven.com","linkedinUrl":"https://www.linkedin.com/company/belle-haven-investments/","founded":null,"organization":"Connecticut limited partnership","fiscalYearEnd":"December","headquarters":{"street":"800 Westchester Avenue, Suite N607","city":"Rye Brook","state":"NY","stateName":"New York","country":"United States","postalCode":"10573-1301"},"tradeNames":[],"registration":{"secApproved":"26 January 2006","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":47,"advisory":40,"brokerDealerReps":32,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":24460158084,"discretionaryAccounts":27599,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":13019612926,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":22056,"regulatoryAum":8351318133},{"label":"High-net-worth individuals","clients":4579,"regulatoryAum":12168873108},{"label":"Banking or thrift institutions","clients":2,"regulatoryAum":1921079},{"label":"Investment companies","clients":2,"regulatoryAum":1428594823},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":18441745},{"label":"Pension and profit-sharing plans","clients":24,"regulatoryAum":172994129},{"label":"Charitable organizations","clients":281,"regulatoryAum":652407951},{"label":"State or municipal government entities","clients":20,"regulatoryAum":142330725},{"label":"Insurance companies","clients":4,"regulatoryAum":85762484},{"label":"Corporations and other businesses","clients":633,"regulatoryAum":1437513907}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":4722676289},{"name":"Wells Fargo Clearing Services, LLC","shortName":"Wells Fargo Clearing Services","location":"ST. Louis, MO","smaAssets":3437784218},{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":3352237797},{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":2624570321},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":2494011381}],"custodyNote":"Belle Haven Investments has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Laura Jean Chapman","title":"Chief Executive Officer/ Chief Operating Officer","crd":"5599643"},{"name":"Joseph Matthew Dalton","title":"Founder/Chairman/President","crd":"1661099"},{"name":"Michael Dominick Menna","title":"Chief Financial Officer","crd":"7291695"},{"name":"Melissa Ann Chaffee","title":"Chief Compliance Officer","crd":"4553629"},{"name":"Mark Christiana","title":"Co-Chief Investment Officer","crd":"6376239"},{"name":"Matthew Sherman Thomas","title":"Co-Chief Investment Officer","crd":"5676942"}],"ownership":[{"label":"Joseph Matthew Dalton","detail":"Founder/chairman/president in the 75% or more ownership band and a control person, since June 2026. Also a shareholder - president of Belle Haven Capital Management, Inc. in the 75% or more band and a control person, since October 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"800 Westchester Avenue, Suite N607","city":"Rye Brook","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"914-816-4633","stateRegisteredReps":20,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":91},{"label":"Investment grade corporate bonds","percent":7},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":1},"sources":{"adv1FilingDate":"1 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/29278/PDF/29278.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Belle Haven Investments have?","answer":"Belle Haven Investments has 27,602 clients and manages $24.5 billion for them, as of July 2026. They include 22,056 other individuals, 4,579 high-net-worth individuals and 633 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Belle Haven Investments offer?","answer":"Belle Haven Investments provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Belle Haven Investments use?","answer":"Belle Haven Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $4,722,676,289, Wells Fargo Clearing Services, LLC (ST. Louis, MO), with $3,437,784,218, National Financial Services LLC (Boston, MA), with $3,352,237,797, Pershing LLC (Jersey City, NJ), with $2,624,570,321 and Fidelity Brokerage Services LLC (Smithfield, RI), with $2,494,011,381. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Belle Haven Investments have?","answer":"Belle Haven Investments has 20 investment adviser representatives registered with state securities authorities, out of 47 employees, and 40 perform investment advisory functions. 32 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Belle Haven Investments invest in?","answer":"At the end of its last fiscal year, Belle Haven Investments’ separately managed accounts held 91% state and local bonds, 7% investment grade corporate bonds, 1% U.S. government and agency bonds and 1% cash and equivalents. It advises 1 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Belle Haven Investments?","answer":"Belle Haven Investments’ direct owner is Joseph Matthew Dalton (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Belle Haven Investments get paid?","answer":"Belle Haven Investments is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}