UBS Asset Management (americas): AUM & Ownership

Clients

UBS Asset Management (americas) serves 433,784 clients, 88,963 of them high-net-worth individuals. The average client has about $1.4 million with the firm, and high-net-worth clients hold 18% of its $588.2 billion in assets.

Regulatory assets by client type

Individuals326,365 clients16%
High-net-worth individuals88,963 clients18%
Investment companies62 clients16%
Pooled investment vehicles360 clients31%
Sovereign wealth funds and foreign official institutions18 clients9%
OtherCorporations and other businesses, Banking or thrift institutions, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities, Other investment advisers, Insurance companies, Other10%

Show client breakdown

Client type	Clients	Regulatory AUM	Share	Avg. per client
Individuals (other than HNW)	326,365	$95,925,634,042	16.3%	$294K
High-net-worth individuals	88,963	$105,170,267,682	17.9%	$1.18M
Banking or thrift institutions	1,168	$1,420,731,985	0.2%	$1.22M
Investment companies	62	$96,193,470,097	16.4%	$1.55B
Pooled investment vehicles	360	$184,407,693,765	31.4%	$512.2M
Pension and profit-sharing plans	14	$3,122,057,066	0.5%	$223.0M
Charitable organizations	2,743	$4,323,717,908	0.7%	$1.58M
State or municipal government entities	141	$9,412,133,658	1.6%	$66.8M
Other investment advisers	7	$1,826,368,976	0.3%	$260.9M
Insurance companies	191	$4,469,634,438	0.8%	$23.4M
Sovereign wealth funds and foreign official institutions	18	$50,618,053,241	8.6%	$2.81B
Corporations and other businesses	13,703	$28,452,781,145	4.8%	$2.08M
Other	49	$2,877,074,118	0.5%	$58.7M
Total	433,784	$588,219,618,121	100%	$1.36M

Individuals (other than HNW)

Clients: 326,365
Regulatory AUM: $95,925,634,042
Share: 16.3%
Avg. per client: $294K

High-net-worth individuals

Clients: 88,963
Regulatory AUM: $105,170,267,682
Share: 17.9%
Avg. per client: $1.18M

Banking or thrift institutions

Clients: 1,168
Regulatory AUM: $1,420,731,985
Share: 0.2%
Avg. per client: $1.22M

Investment companies

Clients: 62
Regulatory AUM: $96,193,470,097
Share: 16.4%
Avg. per client: $1.55B

Pooled investment vehicles

Clients: 360
Regulatory AUM: $184,407,693,765
Share: 31.4%
Avg. per client: $512.2M

Pension and profit-sharing plans

Clients: 14
Regulatory AUM: $3,122,057,066
Share: 0.5%
Avg. per client: $223.0M

Charitable organizations

Clients: 2,743
Regulatory AUM: $4,323,717,908
Share: 0.7%
Avg. per client: $1.58M

State or municipal government entities

Clients: 141
Regulatory AUM: $9,412,133,658
Share: 1.6%
Avg. per client: $66.8M

Other investment advisers

Clients: 7
Regulatory AUM: $1,826,368,976
Share: 0.3%
Avg. per client: $260.9M

Insurance companies

Clients: 191
Regulatory AUM: $4,469,634,438
Share: 0.8%
Avg. per client: $23.4M

Sovereign wealth funds and foreign official institutions

Clients: 18
Regulatory AUM: $50,618,053,241
Share: 8.6%
Avg. per client: $2.81B

Corporations and other businesses

Clients: 13,703
Regulatory AUM: $28,452,781,145
Share: 4.8%
Avg. per client: $2.08M

Other

Clients: 49
Regulatory AUM: $2,877,074,118
Share: 0.5%
Avg. per client: $58.7M

Total

Clients: 433,784
Regulatory AUM: $588,219,618,121
Share: 100%
Avg. per client: $1.36M

What it does

UBS Asset Management (americas) provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting and selecting other managers. It is paid through a percentage of assets, fixed fees and performance-based fees.

UBS Asset Management (americas) provided financial planning to 0 clients last fiscal year and advises 139 private funds.

95.9% of assets ($563.95B across 433,738 accounts) are managed with discretion; $24.27B across 46 accounts are not. $231.37B sits in a wrap fee program the firm both sponsors and manages. 1% of clients are outside the U.S., and 17 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end

Stocks53%
Funds15%
- Registered funds13%
- Pooled vehicles2%
Bonds28%
- State and local bonds13%
- Investment grade corporate bonds9%
- U.S. government and agency bonds6%
Cash2%
Other2%
- Credit facilites2%

Custodians

UBS Asset Management (americas)’s client accounts are held mainly at UBS Financial Services, with 39% of managed assets, and State Street Bank and Trust Company, London, with 5%. UBS Asset Management (americas) has custody of client assets.

Managed account assets by custodian

UBS Financial ServicesUBS Financial Services Inc. · Weehawken, NJ · $232.28B39%
State Street Bank and Trust Company, LondonState Street Bank and Trust Company, London · London · $31.70B5%
All other custodians$324.24B55%

Ownership and leadership

UBS Americas Inc. owns 75% or more of UBS Asset Management (americas), and James Poucher is its CEO.

Who owns the firm

UBS Asset Management (americas) LLC· the adviser

UBS Americas Inc.
Control person · since October 2003
Owns 75% or more of UBS Asset Management (americas) LLC
- UBS Americas Holding LLC
  Control person · since August 2015
  Owns 75% or more of UBS Americas Inc.
  - UBS Ag
    Control person · since August 2015
    Owns 75% or more of UBS Americas Holding LLC
    - UBS Group Ag
      Control person · since November 2014
      Owns 75% or more of UBS Ag
Csam Americas Holding LLC
Control person · since November 2000
Owns 10% to 25% of UBS Asset Management (americas) LLC

Leadership

James Poucher
President, Chief Executive Officer and Manager
Ralph Mattone
Chief Financial Officer
Peter Gyr
Chief Compliance Officer
Barry Gill
Head of Investments
Philip Stacey
Chief Legal Officer
Omar Tariq
Director and Board Member
Shelley Wong-Chassine
Director and Board Member
Meggan Zabel
Head of Investments Business Management and Manager

Staff

574 employees
260 in advisory functions
31 state-registered reps
178 broker-dealer reps
6 soliciting firms

Fees

UBS Asset Management (americas) is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.

UBS Asset Management (americas)’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, UBS Asset Management (americas) has 15 offices, with 9 listed addresses across 6 states.

Listed office addresses by state

New York · 2 listed addresses

1285 Avenue of the Americas, New YorkHQ
11 Madison Avenue, New York

Other business names

UBS Asset Management (americas) has reported 6 other business names to the SEC.

UBS Am
UBS Asset Management
UBS Credit Investments Group
UBS Global Real Assets Americas
UBS Sustainable Investors
UBS Unified Global Alternatives

Registration details

Legal name: UBS Asset Management (americas) LLC
Headquarters: 1285 Avenue of the Americas, New York, NY 10019
Phone: 212-713-2000
Website: Not reported
SEC file: 801-34910
Structure: Delaware LLC
Fiscal year end: December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does UBS Asset Management (americas) have?

UBS Asset Management (americas) has 433,784 clients and manages $588.2 billion for them, as of July 2026. They include 326,365 other individuals, 88,963 high-net-worth individuals and 13,703 corporations and other businesses.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026

What services does UBS Asset Management (americas) offer?

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does UBS Asset Management (americas) use?

UBS Asset Management (americas)’s separately managed account assets are held at UBS Financial Services Inc. (Weehawken, NJ), with $232,278,696,791 and State Street Bank and Trust Company, London (London), with $31,702,714,429. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 July 2026

How many financial advisors does UBS Asset Management (americas) have?

UBS Asset Management (americas) has 31 investment adviser representatives registered with state securities authorities, out of 574 employees, and 260 perform investment advisory functions. 178 are registered representatives of a broker-dealer and 0 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does UBS Asset Management (americas) invest in?

At the end of its last fiscal year, UBS Asset Management (americas)’s separately managed accounts held 53% exchange-traded equities, 13% state and local bonds, 13% registered funds (mutual funds, ETFs, BDCs), 9% investment grade corporate bonds, 6% U.S. government and agency bonds, 2% pooled vehicles (private funds and similar), 2% cash and equivalents and 2% credit facilites. It advises 139 private funds.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns UBS Asset Management (americas)?

UBS Asset Management (americas) is owned through a chain of holding companies by UBS Group Ag. Its direct owners are UBS Americas Inc. (75% or more) and Csam Americas Holding LLC (10% to 25%).

Source: Form ADV Part 1A, Schedules A and B, filed 31 July 2026

How does UBS Asset Management (americas) get paid?

UBS Asset Management (americas) is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file