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Philip Stacey

Chief Legal Officer at UBS Asset Management (americas)

Officer record from the firm’s Form ADVForm ADV filed 31 July 2026

Philip Stacey is Chief Legal Officer of UBS Asset Management (americas) LLC, a New York investment adviser.

Role at UBS Asset Management (americas)

Title on Schedule A
Chief Legal Officer
Control
Philip Stacey is not a control person of UBS Asset Management (americas).
Ownership
An individual ownership band is not available in the source record.
Tenure
Philip Stacey has held the filed role since January 2023.

The firm

UBS Asset Management (americas) LLC
New York, NY

Form ADV filed 31 July 2026

$588B AUM433,784 clients260 advisers16 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Philip Stacey is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Philip Stacey
CRD
6434626
Firm
UBS Asset Management (americas) LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Philip Stacey work?

Philip Stacey has been Chief Legal Officer of UBS Asset Management (americas) LLC since January 2023.

Source: Form ADV, Schedule A, filed 31 July 2026

Leadership at UBS Asset Management (americas)

Sources

  1. IAPD individual lookup, CRD 6434626. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of UBS Asset Management (americas) LLC, filed 31 July 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Philip Stacey or UBS Asset Management (americas) LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.