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Shelley Wong-chassine

Director and Board Member at UBS Asset Management (americas)

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Shelley Wong-chassine is Director and Board Member of UBS Asset Management (americas) LLC, a New York investment adviser managing $588B. Shelley Wong-chassine has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at UBS Asset Management (americas)

Title on Schedule A
Director and Board Member
Control
Shelley Wong-chassine is a control person of UBS Asset Management (americas).
Ownership
An individual ownership band is not available in the source record.
Tenure
Shelley Wong-chassine has held the filed role since May 2025.

The firm

UBS Asset Management (americas) LLC
New York, NY

Form ADV filed 31 July 2026

$588B AUM433,784 clients260 advisers16 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2005
  4. Passed Series 63 · 1995
  5. Passed Series 7 · 1993

Registrations and exams

Broker registration; no current adviser registration. Shelley Wong-chassine has passed 5 qualifying exams.

Examinations

Series 6326 April 1995
Name
Uniform Securities Agent State Law Examination
Series 2417 August 2005
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 79 September 1993
Name
General Securities Representative Examination

Individual record

Full name
Shelley Wong-chassine
CRD
2390641
Firm
UBS Asset Management (americas) LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Shelley Wong-chassine work?

Shelley Wong-chassine has been Director and Board Member of UBS Asset Management (americas) LLC since May 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 July 2026

Does Shelley Wong-chassine have a current investment-adviser registration?

Shelley Wong-chassine has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Shelley Wong-chassine passed?

Shelley Wong-chassine has passed 5 licensing exams: the Series 7, Series 63, Series 24, SIE and Series 99TO. The earliest, the Series 7, was passed in September 1993.

Source: IAPD individual record, checked 17 October 2026

Leadership at UBS Asset Management (americas)

Sources

  1. IAPD individual record, CRD 2390641. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of UBS Asset Management (americas) LLC, filed 31 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Shelley Wong-chassine or UBS Asset Management (americas) LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.