Firms by custodian
Registered investment advisers that custody at U.S. Bank National Association
21 SEC-registered advisers report U.S. Bank National Association as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
21 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| U.S. Bancorp Asset ManagementCRD 111912 | Minneapolis, MN | $427.48B | 62 | 881 |
| Kohlberg Kravis Roberts &CRD 144533 | New York, NY | $399.90B | 706 | 218 |
| KKR Credit Advisors (us)CRD 146629 | San Francisco, CA | $270.85B | 181 | 204 |
| Brown AdvisoryCRD 110181 | Baltimore, MD | $124.31B | 272 | 4,415 |
| New England Asset ManagementCRD 105900 | Farmington, CT | $111.72B | 56 | 145 |
| RBC Global Asset Management (u.s.)CRD 107173 | Minneapolis, MN | $104.49B | 37 | 245 |
| Public Trust AdvisorsCRD 159189 | Denver, CO | $104.24B | 81 | 82 |
| Clearlake Capital GroupCRD 157920 | Santa Monica, CA | $83.56B | 97 | 148 |
| Blue Owl Real Estate CapitalCRD 165132 | Chicago, IL | $67.88B | 130 | 91 |
| Davidson Kempner Capital ManagementCRD 155680 | New York, NY | $46.63B | 175 | 95 |
| Calamos AdvisorsCRD 105758 | Naperville, IL | $43.89B | 114 | 1,957 |
| SVB Asset ManagementCRD 124567 | San Francisco, CA | $32.32B | 24 | 458 |
| Prudent Man AdvisorsCRD 301973 | Naperville, IL | $30.59B | 81 | 161 |
| Onex Credit PartnersCRD 138941 | Englewood Cliffs, NJ | $30.14B | 44 | 81 |
| Aristotle Pacific CapitalCRD 298050 | Newport Beach, CA | $26.76B | 22 | 15 |
| Aquarian Holdings Investment ManagementCRD 292769 | New York, NY | $26.70B | 41 | 16 |
| Hildene Capital ManagementCRD 160415 | Stamford, CT | $20.18B | 18 | 82 |
| Ullico Investment AdvisorsCRD 106628 | Bethesda, MD | $13.92B | 58 | 25 |
| Eagle Point Credit ManagementCRD 166370 | Greenwich, CT | $13.24B | 34 | 91 |
| Angel Oak Capital AdvisorsCRD 151090 | Atlanta, GA | $11.49B | 24 | 34 |
| Sprott Asset Management USACRD 139022 | Darien, CT | $10.12B | 35 | 3,362 |
U.S. Bancorp Asset ManagementCRD 111912$427.48B
- Headquarters
- Minneapolis, MN
- Advisory staff
- 62
- Clients
- 881
Kohlberg Kravis Roberts &CRD 144533$399.90B
- Headquarters
- New York, NY
- Advisory staff
- 706
- Clients
- 218
KKR Credit Advisors (us)CRD 146629$270.85B
- Headquarters
- San Francisco, CA
- Advisory staff
- 181
- Clients
- 204
Brown AdvisoryCRD 110181$124.31B
- Headquarters
- Baltimore, MD
- Advisory staff
- 272
- Clients
- 4,415
New England Asset ManagementCRD 105900$111.72B
- Headquarters
- Farmington, CT
- Advisory staff
- 56
- Clients
- 145
RBC Global Asset Management (u.s.)CRD 107173$104.49B
- Headquarters
- Minneapolis, MN
- Advisory staff
- 37
- Clients
- 245
Public Trust AdvisorsCRD 159189$104.24B
- Headquarters
- Denver, CO
- Advisory staff
- 81
- Clients
- 82
Clearlake Capital GroupCRD 157920$83.56B
- Headquarters
- Santa Monica, CA
- Advisory staff
- 97
- Clients
- 148
Blue Owl Real Estate CapitalCRD 165132$67.88B
- Headquarters
- Chicago, IL
- Advisory staff
- 130
- Clients
- 91
Davidson Kempner Capital ManagementCRD 155680$46.63B
- Headquarters
- New York, NY
- Advisory staff
- 175
- Clients
- 95
Calamos AdvisorsCRD 105758$43.89B
- Headquarters
- Naperville, IL
- Advisory staff
- 114
- Clients
- 1,957
SVB Asset ManagementCRD 124567$32.32B
- Headquarters
- San Francisco, CA
- Advisory staff
- 24
- Clients
- 458
Prudent Man AdvisorsCRD 301973$30.59B
- Headquarters
- Naperville, IL
- Advisory staff
- 81
- Clients
- 161
Onex Credit PartnersCRD 138941$30.14B
- Headquarters
- Englewood Cliffs, NJ
- Advisory staff
- 44
- Clients
- 81
Aristotle Pacific CapitalCRD 298050$26.76B
- Headquarters
- Newport Beach, CA
- Advisory staff
- 22
- Clients
- 15
Aquarian Holdings Investment ManagementCRD 292769$26.70B
- Headquarters
- New York, NY
- Advisory staff
- 41
- Clients
- 16
Hildene Capital ManagementCRD 160415$20.18B
- Headquarters
- Stamford, CT
- Advisory staff
- 18
- Clients
- 82
Ullico Investment AdvisorsCRD 106628$13.92B
- Headquarters
- Bethesda, MD
- Advisory staff
- 58
- Clients
- 25
Eagle Point Credit ManagementCRD 166370$13.24B
- Headquarters
- Greenwich, CT
- Advisory staff
- 34
- Clients
- 91
Angel Oak Capital AdvisorsCRD 151090$11.49B
- Headquarters
- Atlanta, GA
- Advisory staff
- 24
- Clients
- 34
Sprott Asset Management USACRD 139022$10.12B
- Headquarters
- Darien, CT
- Advisory staff
- 35
- Clients
- 3,362
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming U.S. Bank National Association here says only what the filing says, and implies nothing about either firm's service.