Clients
New England Asset Management serves 145 clients, 128 of them insurance companies. The average client has about $770 million with the firm.
- State or municipal government entities14 clients14%
- Insurance companies128 clients86%
- OtherHigh-net-worth individuals, Pooled investment vehicles, Pension and profit-sharing plans0%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | Not reported | $41,274,738 | 0.0% | — |
| Pooled investment vehicles | 3 | $51,599,059 | 0.0% | $17.2M |
| Pension and profit-sharing plans | Not reported | $12,329,789 | 0.0% | — |
| State or municipal government entities | 14 | $15,231,068,366 | 13.6% | $1.09B |
| Insurance companies | 128 | $96,381,751,630 | 86.3% | $753.0M |
| Total | 145 | $111,718,023,582 | 100% | $770.5M |
- Clients
- Not reported
- Regulatory AUM
- $41,274,738
- Share
- 0.0%
- Avg. per client
- —
- Clients
- 3
- Regulatory AUM
- $51,599,059
- Share
- 0.0%
- Avg. per client
- $17.2M
- Clients
- Not reported
- Regulatory AUM
- $12,329,789
- Share
- 0.0%
- Avg. per client
- —
- Clients
- 14
- Regulatory AUM
- $15,231,068,366
- Share
- 13.6%
- Avg. per client
- $1.09B
- Clients
- 128
- Regulatory AUM
- $96,381,751,630
- Share
- 86.3%
- Avg. per client
- $753.0M
Total
- Clients
- 145
- Regulatory AUM
- $111,718,023,582
- Share
- 100%
- Avg. per client
- $770.5M
What it does
New England Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions and publishing newsletters. It is paid through a percentage of assets and fixed fees.
New England Asset Management provided financial planning to 0 clients last fiscal year and advises 3 private funds.
78.2% of assets ($87.31B across 798 accounts) are managed with discretion; $24.41B across 203 accounts are not. 16% of clients are outside the U.S., and 17 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks6%
- Funds18%
- Pooled vehicles16%
- Registered funds2%
- Bonds59%
- Investment grade corporate bonds28%
- U.S. government and agency bonds19%
- State and local bonds11%
- Sovereign bonds1%
- Cash16%
Filed values cover 99%. The neutral 1% gap has no reported category.
Custodians
New England Asset Management’s client accounts are held mainly at The Bank of New York Mellon, with 37% of managed assets, and U.S. Bank National Association, with 15%. New England Asset Management does not have custody of client assets.
- The Bank of New York MellonThe Bank of New York Mellon Corporation · New York, NY · $41.85B37%
- U.S. Bank National AssociationU.S. Bank National Association · Minneapolis, MN · $17.32B15%
- J.P. MorganJP Morgan Chase · New York, NY · $16.41B15%
- All other custodians$36.14B32%
Ownership and leadership
General Re Corporation owns 75% or more of New England Asset Management.
- Owns 75% or more of New England Asset Management, Inc.
General Re Corporation
Control person · since August 1995
- Owns 75% or more of General Re Corporation
Berkshire Hathaway Inc
Control person · since December 1998
Leadership
- William WilcoxChief Compliance Officer
- Jennifer QuisenberryChief Investment Officer
- William RotatoriCEO / Chairman
- Laurence SteinSecretary, Legal Counsel / Director
Staff
- 122 employees
- 56 in advisory functions
Reported holdings
New England Asset Management’s reported 13F holdings total $863.4M across 131 positions, and the ten largest make up 46.2% of it.
- $863.4M
- Reported 13F value
- 131
- Positions
- 46.2%
- In the 10 largest
- +9.8%
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR Unit8.8%
- Vanguard Index Fds · S&P 500 ETF Shs8.5%
- iShares TR · Core MSCI Eafe6.8%
- Vanguard Whitehall Fds · High Div Yld4.8%
- iShares TR · Core MSCI Intl4.6%
- iShares TR · Core S&P500 ETF3.6%
- Vanguard Index Fds · Total Stk Mkt2.9%
- iShares TR · Core S&P Mcp ETF2.6%
- Invesco Exchange Traded FD T · S&P500 Eql Wgt1.9%
- Wells Fargo & CO · Perp Pfd Cnv A1.8%
Together, the ten largest are 46.2% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $863.4M is not its $111.72B in regulatory assets and does not represent any individual client's portfolio.
Fees
New England Asset Management is paid through a percentage of assets under management and fixed fees (other than subscription fees).
New England Asset Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, New England Asset Management has 0 offices, with 1 listed address in 1 state.
Connecticut · 1 listed address
- 74 Batterson Park RD., Pond View Corporate Center, FarmingtonHQ
Registration details
- Legal name
- New England Asset Management, Inc.
- Headquarters
- 74 Batterson Park RD., Pond View Corporate Center, Farmington, CT 06032
- Phone
- 860-676-8722
- Website
- Not reported
- SEC file
- 801-22445
- Structure
- Delaware corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does New England Asset Management have?
New England Asset Management has 145 clients and manages $111.7 billion for them, as of March 2026. They include 128 insurance companies, 14 state or municipal government entities and 3 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does New England Asset Management offer?
New England Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does New England Asset Management use?
New England Asset Management’s separately managed account assets are held at The Bank of New York Mellon Corporation (New York, NY), with $41,854,631,622, U.S. Bank National Association (Minneapolis, MN), with $17,315,334,576 and JP Morgan Chase (New York, NY), with $16,410,960,947. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does New England Asset Management have?
New England Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 122 employees, and 56 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does New England Asset Management invest in?
At the end of its last fiscal year, New England Asset Management’s separately managed accounts held 28% investment grade corporate bonds, 19% U.S. government and agency bonds, 16% pooled vehicles (private funds and similar), 16% cash and equivalents, 11% state and local bonds, 6% exchange-traded equities, 2% registered funds (mutual funds, ETFs, BDCs) and 1% sovereign bonds. It advises 3 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns New England Asset Management?
New England Asset Management is owned through a holding company by Berkshire Hathaway Inc. Its direct owner is General Re Corporation (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does New England Asset Management get paid?
New England Asset Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file