Connecticut Wealth Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 51–100 clients last fiscal year.
Connecticut Wealth Management reports 1,517 clients. They include 830 high-net-worth individuals, 473 individual clients and 182 charitable organizations. Of its assets, 98.3% ($4.4B across 5,271 accounts) are managed with discretion; $74.5M across 16 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 31% | 5% |
| High-net-worth individuals | 55% | 91% |
| Charitable organizations | 12% | 2% |
| State or municipal government entities | Fewer than 5 | <1% |
| Corporations and other businesses | 2% | 3% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 473 | $205M | 4.6% | $434K |
| High-net-worth individuals | 830 | $4.07B | 90.9% | $4.9M |
| Charitable organizations | 182 | $83.4M | 1.9% | $458K |
| State or municipal government entities | Fewer than 5 | $1.25M | 0.0% | — |
| Corporations and other businesses | 32 | $119M | 2.7% | $3.71M |
| Total | 1,517 | $4.48B | 100% | — |
- Clients
- 473
- Regulatory AUM
- $205M
- AUM share
- 4.6%
- Avg. per client
- $434K
- Clients
- 830
- Regulatory AUM
- $4.07B
- AUM share
- 90.9%
- Avg. per client
- $4.9M
- Clients
- 182
- Regulatory AUM
- $83.4M
- AUM share
- 1.9%
- Avg. per client
- $458K
- Clients
- Fewer than 5
- Regulatory AUM
- $1.25M
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 32
- Regulatory AUM
- $119M
- AUM share
- 2.7%
- Avg. per client
- $3.71M
Total
- Clients
- 1,517
- Regulatory AUM
- $4.48B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Connecticut Wealth Management charges up to 1.35% for its Investment Management Services. The brochure does not state whether the rate is annual. The fee is billed in advance, is negotiable and requires an account of at least $2,500,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting are typically a fixed fee of up to $10,000, which may be negotiable.
Kevin Leahy owns 50% to 75% of Connecticut Wealth Management. The leadership team of Connecticut Wealth Management includes President Kevin Leahy, Chief Investment Officer Joshua Sweeney and Chief Operating Officer Joshua Brier. It has 74 employees, 46 of them in advisory roles.
Leadership
- Kevin LeahyPresident
- Eric NataleChief Financial Officer
- Joshua BrierChief Operating Officer
- Rosa CadenaChief Compliance Officer
- Antonio DisorboPartner
- John ShanleyPartner
- Jarrett SolomonPartner
- Joshua SweeneyChief Investment Officer
- Megan TraskPartner
- Denis HorriganPartner
Investment adviser representatives
50 representatives listed in the SEC register as of 9 October 2026.
- Daniel Murphy Ballou
- Jennifer Devanney Barry
- Sabrina Behboudi
- Matthew Joseph Bonvicini
- Kelly C Boutin
- Kevin Briganti
- Zachary Charles Bylykbashi
- Rosa Diana Cadena
- Miguel Carneiro
- Kathleen M Christensen
- Brendan Thomas Conry
- Brendan Thomas Conry, Jr
- Samuel Michael DeBono
- Elizabeth Devino
- Antonio Disorbo
- Labib Mannaf Fasihuddin
- Michael Daniel Fernandes
- Brendan Francis Fitzgerald
- Anthony Richard Galicia
- Sean Guido Gannon
- William Patrick Horigan
- Denis Michael Horrigan
- Jenna Lynne Isleib
- Joseph Koontz
- Kevin Christopher Leahy
- Joshua Mangini
- Nathan Peter Nagel
- Eric Francis Natale
- Charles Lyon Olson
- Richard Anthony Persechino
- Meredith Messina Pickett
- Eric Pitruzzello
- Jason A Raiti
- Alexander Robert Romejko
- Jack Michael Rose
- Richard Alec Rosen
- Benjamin Roy
- John Russo
- Mia Rose Servidone
- John James Shanley
- Jarrett Franklin Solomon
- Patrick Francis Sullivan
- Patrick Sullivan
- Joshua Edward Sweeney
- Danielle Marie Tata
- Michael Anthony Tedone
- Kayleigh Ann Theroux
- Megan Alice Trask
- Christopher James Winkel
- Jake Woznyk
Staff
- 74 employees
- 46 in advisory functions
- 50 state-registered reps
- 3 broker-dealer reps
- 3 insurance agents
- Owns 50% to 75% of Connecticut Wealth Management, LLC
Kevin Leahy
Control person · since October 2010
- Owns 10% to 25% of Connecticut Wealth Management, LLC
Denis Horrigan
Control person · since January 2011
Connecticut Wealth Management’s regulatory assets grew 2.1× from $2.1B (July 2021) to $4.48B (May 2026); clients rose from 1,186 to 1,517 and employees from 36 to 74. In 2023, New England Guild Wealth Advisors ($397M in its last filing) joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $4.48B | 1,517 | 74 | 2 |
| March 2025 | $3.71B | 1,391 | 65 | 1 |
| March 2024 | $3.17B | 1,388 | 64 | 1 |
| April 2023 | $2.13B | 1,269 | 58 | 2 |
| June 2022 | $2.39B | 1,193 | 49 | 1 |
| July 2021 | $2.1B | 1,186 | 36 | 1 |
Firms that joined
20231 joined
- New England Guild Wealth AdvisorsLast filed AUM $397M
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Connecticut Wealth Management has 1 office, with 2 listed addresses in Connecticut and Florida.
Connecticut · 1 listed address
- 281 Farmington Avenue, FarmingtonHQ
Florida · 1 listed address
- 950 N Collier BLVD, Marco Island
Contact and registration details
- Legal name
- Connecticut Wealth Management, LLC
- Headquarters
- 281 Farmington Avenue, Farmington, CT 06032-1911
- Website
- ctwealthmgmt.com
- Phone
- 860-470-0290
- SEC file
- 801-73061
- Structure
- Connecticut LLC
- Fiscal year end
- December
Connecticut Wealth Management uses Fidelity ($4.25B) as custodian for its separately managed accounts. Connecticut Wealth Management has custody of $3.3B in client assets for 2,783 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $4.25B100%
At year end, Connecticut Wealth Management’s separately managed accounts were mostly in funds (81%) and stocks (10%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.7B across 340 positions; the largest are SPDR Series Trust (10.5%), iShares TR (9.8%) and SPDR Series Trust (9.5%).
What the accounts hold
- Stocks10%
- Exchange-traded equities9%
- Non-exchange-traded equities1%
- Funds81%
- Bonds2%
- Cash8%
Reported 13F holdings
- $2.7B
- Reported 13F value
- 340
- Positions
- 58.0%
- In the 10 largest
- +13.3%
- Value vs. prior quarter
- SPDR Series Trust · ST Str P500val10.5%
- iShares TR · Core MSCI Eafe9.8%
- SPDR Series Trust · ST Str P500grw9.5%
- iShares TR · MSCI USA Qlt Fct7.9%
- iShares Inc. · Core MSCI Emkt6.3%
- iShares TR · Core S&P Mcp ETF3.8%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt3.1%
- iShares TR · Core S&P Scp ETF2.6%
- Vanguard Index Fds · Growth ETF2.3%
- Vanguard Index Fds · Mid Cap ETF2.2%
Together, the ten largest are 58.0% of reported value.
How many clients does Connecticut Wealth Management have?
Connecticut Wealth Management has 1,517 clients and manages $4.48 billion for them, as of May 2026. They include 830 high-net-worth individuals, 473 individual clients and 182 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 May 2026
What services does Connecticut Wealth Management offer?
Connecticut Wealth Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Connecticut Wealth Management charge?
Connecticut Wealth Management charges up to 1.35% for its Investment Management Services. The brochure does not state whether the rate is annual. The fee is billed in advance, is negotiable and requires an account of at least $2,500,000.
Which custodians does Connecticut Wealth Management use?
Connecticut Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $4.25B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 May 2026
How many financial advisors does Connecticut Wealth Management have?
Connecticut Wealth Management has 50 investment adviser representatives registered with state securities authorities, out of 74 employees, and 46 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Connecticut Wealth Management invest in?
At the end of its last fiscal year, Connecticut Wealth Management’s separately managed accounts held 81% registered funds (mutual funds, ETFs, BDCs), 9% exchange-traded equities, 8% cash and equivalents, 2% state and local bonds and 1% non-exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Connecticut Wealth Management have a minimum investment?
Yes, Connecticut Wealth Management’s minimum account size for its Investment Management Services is $2.5M.
Who owns Connecticut Wealth Management?
Connecticut Wealth Management’s direct owners are Kevin Leahy (50% to 75%) and Denis Horrigan (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 8 May 2026
How does Connecticut Wealth Management get paid?
Connecticut Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Connecticut Wealth Management registered with the SEC?
Yes, Connecticut Wealth Management has been registered with the SEC as an investment adviser since 3 February 2012. Its CRD number is 154310 and its SEC file number is 801-73061.
Source: Form ADV Part 1A, Item 1, filed 8 May 2026; IAPD firm record
How do I contact Connecticut Wealth Management?
Connecticut Wealth Management’s main office is at 281 Farmington Avenue, Farmington, CT 06032-1911. Its phone number is 860-470-0290. Its website is ctwealthmgmt.com.