Clients
Hartford Investment Management serves 80 clients, 44 of them insurance companies. The average client has about $1.54 billion with the firm.
- Banking or thrift institutions2%
- Pooled investment vehicles13 clients17%
- Pension and profit-sharing plans5 clients3%
- Other investment advisers5%
- Insurance companies44 clients72%
- OtherInvestment companies, Corporations and other businesses, Other1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Banking or thrift institutions | Not reported | $2,964,247,876 | 2.4% | — |
| Investment companies | 11 | $389,794,220 | 0.3% | $35.4M |
| Pooled investment vehicles | 13 | $20,763,800,457 | 16.8% | $1.60B |
| Pension and profit-sharing plans | 5 | $3,873,247,958 | 3.1% | $774.6M |
| Other investment advisers | Not reported | $6,020,803,990 | 4.9% | — |
| Insurance companies | 44 | $89,290,994,727 | 72.3% | $2.03B |
| Corporations and other businesses | Not reported | $254,799,399 | 0.2% | — |
| Other | 7 | $22,920,744 | 0.0% | $3.27M |
| Total | 80 | $123,580,609,371 | 100% | $1.54B |
- Clients
- Not reported
- Regulatory AUM
- $2,964,247,876
- Share
- 2.4%
- Avg. per client
- —
- Clients
- 11
- Regulatory AUM
- $389,794,220
- Share
- 0.3%
- Avg. per client
- $35.4M
- Clients
- 13
- Regulatory AUM
- $20,763,800,457
- Share
- 16.8%
- Avg. per client
- $1.60B
- Clients
- 5
- Regulatory AUM
- $3,873,247,958
- Share
- 3.1%
- Avg. per client
- $774.6M
- Clients
- Not reported
- Regulatory AUM
- $6,020,803,990
- Share
- 4.9%
- Avg. per client
- —
- Clients
- 44
- Regulatory AUM
- $89,290,994,727
- Share
- 72.3%
- Avg. per client
- $2.03B
- Clients
- Not reported
- Regulatory AUM
- $254,799,399
- Share
- 0.2%
- Avg. per client
- —
- Clients
- 7
- Regulatory AUM
- $22,920,744
- Share
- 0.0%
- Avg. per client
- $3.27M
Total
- Clients
- 80
- Regulatory AUM
- $123,580,609,371
- Share
- 100%
- Avg. per client
- $1.54B
What it does
Hartford Investment Management provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers and other activities. It is paid through a percentage of assets, fixed fees and other arrangements.
Hartford Investment Management advises 13 private funds.
95.1% of assets ($117.54B across 161 accounts) are managed with discretion; $6.04B across 26 accounts are not. 16% of clients are outside the U.S., and 10 clients received advice without assets under management last fiscal year.
What the accounts hold
- Funds8%
- Pooled vehicles6%
- Registered funds2%
- Bonds76%
- Investment grade corporate bonds59%
- U.S. government and agency bonds7%
- State and local bonds7%
- High-yield corporate bonds3%
- Other16%
- Commercial mortgage loans represented 11% for mid-year and 12% for end of year. alternative assets were 2% for each reporting period. bank loans were 2% for each reporting period. each individual additional asset class within (xii) other category represents less than 1% of total holdings.16%
Custodians
Hartford Investment Management’s client accounts are held mainly at J.P. Morgan, with 45% of managed assets, and The Bank of New York Mellon, with 9%. Hartford Investment Management does not have custody of client assets.
- J.P. MorganJP Morgan Chase Bank, N.A. · New York, NY · $55.03B45%
- The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $11.40B9%
- All other custodians$57.15B46%
Ownership and leadership
The Hartford Insurance Group, Inc. owns 75% or more of Hartford Investment Management.
- Owns 75% or more of Hartford Investment Management Company
The Hartford Insurance Group, Inc.
Control person · since December 1996
Leadership
- Amy StepnowskiPresident and Director
- Kathleen MatthewsChief Financial Officer
- Timothy BrennanChief Compliance Officer
- Rene AubeExecutive Managing Director and Director
- Ira EdelblumExecutive Managing Director and Director
- John MaherExecutive Managing Director and Director
- Harry NormanChief Risk Officer
- Brenda PageSecretary and Chief Legal Officer
- Travis PascavisSenior Managing Director and Director
- Peter PerrottiExecutive Managing Director and Director
Staff
- 322 employees
- 122 in advisory functions
Reported holdings
Hartford Investment Management’s reported 13F holdings total $3.52B across 496 positions, and the ten largest make up 36.9% of it.
- $3.52B
- Reported 13F value
- 496
- Positions
- 36.9%
- In the 10 largest
- +11.5%
- Value vs. prior quarter
- Nvidia Corp.7.6%
- Apple Inc.6.7%
- Microsoft Corp.4.4%
- Amazon Com Inc.3.7%
- Alphabet Inc. Class A3.3%
- Broadcom Inc.2.8%
- Alphabet Inc. Class C2.6%
- Micron Technology Inc.2.0%
- Meta Platforms Inc. Class1.9%
- Tesla Inc.1.9%
Together, the ten largest are 36.9% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $3.52B is not its $123.58B in regulatory assets and does not represent any individual client's portfolio.
Fees
Hartford Investment Management is paid through a percentage of assets under management, fixed fees (other than subscription fees) and other.
Hartford Investment Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Hartford Investment Management has 2 offices (2 private residences, listed without an address), with 1 listed address in 1 state.
Connecticut · 1 listed address
- One Hartford Plaza, HartfordHQ
Registration details
- Legal name
- Hartford Investment Management Company
- Headquarters
- One Hartford Plaza, Hartford, CT 06155
- Phone
- 860-297-6700
- Website
- Not reported
- SEC file
- 801-53542
- Structure
- Delaware corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Hartford Investment Management have?
Hartford Investment Management has 80 clients and manages $123.6 billion for them, as of March 2026. They include 44 insurance companies, 13 pooled investment vehicles and 11 investment companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Hartford Investment Management offer?
Hartford Investment Management provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Hartford Investment Management use?
Hartford Investment Management’s separately managed account assets are held at JP Morgan Chase Bank, N.A. (New York, NY), with $55,027,220,874 and The Bank of New York Mellon (New York, NY), with $11,398,970,958. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Hartford Investment Management have?
Hartford Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 322 employees, and 122 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Hartford Investment Management invest in?
At the end of its last fiscal year, Hartford Investment Management’s separately managed accounts held 59% investment grade corporate bonds, 16% commercial mortgage loans represented 11% for mid-year and 12% for end of year. alternative assets were 2% for each reporting period. bank loans were 2% for each reporting period. each individual additional asset class within (xii) other category represents less than 1% of total holdings., 7% U.S. government and agency bonds, 7% state and local bonds, 6% pooled vehicles (private funds and similar), 3% high-yield corporate bonds and 2% registered funds (mutual funds, ETFs, BDCs). It advises 13 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Hartford Investment Management?
Hartford Investment Management’s direct owner is the Hartford Insurance Group, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Hartford Investment Management get paid?
Hartford Investment Management is paid through a percentage of assets under management, fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file