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Timothy Brennan

Chief Compliance Officer at Hartford Investment Management

Officer record from the firm’s Form ADVForm ADV filed 27 March 2026

Timothy Brennan is Chief Compliance Officer of Hartford Investment Management Company, a Hartford investment adviser.

Role at Hartford Investment Management

Title on Schedule A
Chief Compliance Officer
Control
Timothy Brennan is a control person of Hartford Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Timothy Brennan has held the filed role since July 2017.

The firm

Hartford Investment Management Company
Hartford, CT

Form ADV filed 27 March 2026

$124B AUM80 clients122 advisers1 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Timothy Brennan is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Timothy Brennan
CRD
6827038
Firm
Hartford Investment Management Company
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Timothy Brennan work?

Timothy Brennan has been Chief Compliance Officer of Hartford Investment Management Company since July 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 March 2026

Leadership at Hartford Investment Management

  • Amy Stepnowski
    President and Director
  • Kathleen Matthews
    Chief Financial Officer
  • Rene Aube
    Executive Managing Director and Director
  • Ira Edelblum
    Executive Managing Director and Director
  • John Maher
    Executive Managing Director and Director
  • Harry Norman
    Chief Risk Officer
  • Brenda Page
    Secretary and Chief Legal Officer
  • Travis Pascavis
    Senior Managing Director and Director
  • Peter Perrotti
    Executive Managing Director and Director

Sources

  1. IAPD individual lookup, CRD 6827038. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Hartford Investment Management Company, filed 27 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Timothy Brennan or Hartford Investment Management Company and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.