Pasi Investments provides portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Pasi Investments reports 439 clients. They include 216 individual clients, 179 pension and profit-sharing plans, and 35 high-net-worth individuals. Of its assets, 87.2% ($590M across 369 accounts) are managed with discretion; $86.7M across 70 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 49% | 10% |
| High-net-worth individuals | 8% | 12% |
| Pension and profit-sharing plans | 41% | 75% |
| State or municipal government entities | 2% | 4% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 216 | $65M | 9.6% | $301K |
| High-net-worth individuals | 35 | $81.2M | 12.0% | $2.32M |
| Pension and profit-sharing plans | 179 | $505M | 74.7% | $2.82M |
| State or municipal government entities | 9 | $25M | 3.7% | $2.78M |
| Total | 439 | $676M | 100% | $1.54M |
- Clients
- 216
- Regulatory AUM
- $65M
- AUM share
- 9.6%
- Avg. per client
- $301K
- Clients
- 35
- Regulatory AUM
- $81.2M
- AUM share
- 12.0%
- Avg. per client
- $2.32M
- Clients
- 179
- Regulatory AUM
- $505M
- AUM share
- 74.7%
- Avg. per client
- $2.82M
- Clients
- 9
- Regulatory AUM
- $25M
- AUM share
- 3.7%
- Avg. per client
- $2.78M
Total
- Clients
- 439
- Regulatory AUM
- $676M
- AUM share
- 100%
- Avg. per client
- $1.54M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Pasi Investments is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
U.S. Retirement Partners, Inc. owns 75% or more of Pasi Investments and is in turn owned by Usrp Holdings, Inc. (75% or more). The leadership team of Pasi Investments includes Chief Financial Officer Matthew Riordan and Chief Compliance Officer Melanie Hancock Brown. It has 8 employees, 4 of them in advisory roles.
Leadership
- Matthew RiordanChief Financial Officer
- Melanie Hancock BrownChief Compliance Officer
- Jacques PierreSenior VP & Secretary
- Megan SchneiderChairman & Treasurer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Ronald Jay Fishman
- Derek James Ivey
- Jeffrey Michael Pangaro
- Ashley W Rendon
Staff
- 8 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of Pasi Investments, LLC
U.S. Retirement Partners, Inc.
Control person · since September 2023
- Owns 75% or more of U.S. Retirement Partners, Inc.
Usrp Holdings, Inc.
Control person · since December 2020
- Owns 75% or more of Usrp Holdings, Inc.
Kusrp Acquisition, Inc.
Control person · since December 2020
- Owns 75% or more of Kusrp Acquisition, Inc.
Kusrp Intermediate, Inc.
Control person · since June 2023
- Owns 75% or more of Kusrp Intermediate, Inc.
Kusrp Holdings, Inc.
Control person · since June 2023
- Owns 75% or more of Kusrp Holdings, Inc.
TVG-Kusrp Holdings, LP
Control person · since June 2023
- Owns 50% to 75% of TVG-Kusrp Holdings, LP
TVG-Kusrp Aggregator, LP
Control person · since June 2023
- Owns 50% to 75% of TVG-Kusrp Aggregator, LP
Vistria Fund V, LP
Control person · since June 2023
Vistria GP V, LP
General partner · Control person · since June 2023
- Owns 25% to 50% of TVG-Kusrp Aggregator, LP
Vistria Fund V (FT), LP
Control person · since June 2023
TVG-Kusrp Holdings GP, LLC
General partner · Control person · since June 2023
Pasi Investments’ regulatory assets grew 1.8× from $386M (July 2021) to $676M (March 2026); clients rose from 229 to 439 and employees from 5 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $676M | 439 | 8 | 3 |
| Mar 2025March 2025 | $564M | 467 | 8 | 3 |
| Jun 2024June 2024 | $503M | 442 | 8 | 4 |
| Aug 2023August 2023 | $451M | 415 | 7 | 2 |
| Mar 2022March 2022 | $509M | 402 | 5 | 2 |
| Jul 2021July 2021 | $386M | 229 | 5 | 2 |
Besides its headquarters, Pasi Investments has 2 offices (2 private residences, listed without an address), with 1 listed address in 1 state.
Connecticut · 1 listed address
- 10 Talcott Notch Road, 2nd Floor, FarmingtonHQ
Contact and registration details
- Legal name
- Pasi Investments, LLC
- Headquarters
- 10 Talcott Notch Road, 2nd Floor, Farmington, CT 06032
- Website
- Not reported
- Phone
- 860-284-6880
- SEC file
- 801-68712
- Structure
- Connecticut LLC
- Fiscal year end
- December
Pasi Investments’ named custodians for separately managed accounts are Great West Trust ($273M, 48%), Charles Schwab ($191M, 33%) and Fidelity ($108M, 19%). Pasi Investments has custody of $1.46M for 1 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $191M33%
- Great West TrustGreat West Trust Company LLC · Greenwood Village, CO · $273M48%
- FidelityNational Financial Services LLC · Boston, MA · $108M19%
At year end, Pasi Investments’ separately managed accounts were mostly in funds (93%).
What the accounts hold
- Stocks2%
- Funds93%
- Bonds1%
- Cash1%
- Other3%
- Stable value/sdba3%
How many clients does Pasi Investments have?
Pasi Investments has 439 clients and manages $676 million for them, as of March 2026. They include 216 individual clients, 179 pension and profit-sharing plans, and 35 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Pasi Investments offer?
Pasi Investments provides portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Pasi Investments use?
Pasi Investments’ separately managed account assets are held at Great West Trust Company LLC (Greenwood Village, CO), with $273M, Charles Schwab & Co., Inc. (Westlake, TX), with $191M and National Financial Services LLC (Boston, MA), with $108M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Pasi Investments have?
Pasi Investments has 4 investment adviser representatives registered with state securities authorities, out of 8 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pasi Investments invest in?
At the end of its last fiscal year, Pasi Investments’ separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 3% other, 2% exchange-traded equities, 1% U.S. government and agency bonds and 1% cash and equivalents. The 3% other category is described as: Stable Value/Sdba.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Pasi Investments?
Pasi Investments is owned through a chain of holding companies by Vistria Fund V (FT), LP. Its direct owner is U.S. Retirement Partners, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Pasi Investments get paid?
Pasi Investments is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Pasi Investments?
Pasi Investments’ main office is at 10 Talcott Notch Road, 2nd Floor, Farmington, CT 06032. Its phone number is 860-284-6880.