Firms by custodian
Registered investment advisers that custody at Goldman Sachs International
2 SEC-registered advisers report Goldman Sachs International as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
2 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Sona Asset Management (us)CRD 291738 | New York, NY | $33.49B | 31 | 20 |
| Winton Capital ManagementCRD 130566 | London | $11.67B | 32 | 36 |
Sona Asset Management (us)CRD 291738$33.49B
- Headquarters
- New York, NY
- Advisory staff
- 31
- Clients
- 20
Winton Capital ManagementCRD 130566$11.67B
- Headquarters
- London
- Advisory staff
- 32
- Clients
- 36
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Goldman Sachs International here says only what the filing says, and implies nothing about either firm's service.