Firms by custodian
Registered investment advisers that custody at The Bank of New York Mellon, London Branch
3 SEC-registered advisers report The Bank of New York Mellon, London Branch as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
3 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Capula Investment USCRD 157589 | New York, NY | $137.44B | 51 | 8 |
| Grantham Mayo Van Otterloo &CRD 106220 | Boston, MA | $80.97B | 91 | 170 |
| Newton Investment ManagementCRD 111208 | London | $42.39B | 47 | 99 |
Capula Investment USCRD 157589$137.44B
- Headquarters
- New York, NY
- Advisory staff
- 51
- Clients
- 8
Grantham Mayo Van Otterloo &CRD 106220$80.97B
- Headquarters
- Boston, MA
- Advisory staff
- 91
- Clients
- 170
Newton Investment ManagementCRD 111208$42.39B
- Headquarters
- London
- Advisory staff
- 47
- Clients
- 99
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming The Bank of New York Mellon, London Branch here says only what the filing says, and implies nothing about either firm's service.