Clients
Capula Investment US serves 8 clients, 7 of them pooled investment vehicles. The average client has about $17.2 billion with the firm.
- Pooled investment vehicles7 clients100%
- Other1 clients0%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 7 | $137,412,520,534 | 100.0% | $19.63B |
| Other | 1 | $24,832,985 | 0.0% | $24.8M |
| Total | 8 | $137,437,353,519 | 100% | $17.18B |
- Clients
- 7
- Regulatory AUM
- $137,412,520,534
- Share
- 100.0%
- Avg. per client
- $19.63B
- Clients
- 1
- Regulatory AUM
- $24,832,985
- Share
- 0.0%
- Avg. per client
- $24.8M
Total
- Clients
- 8
- Regulatory AUM
- $137,437,353,519
- Share
- 100%
- Avg. per client
- $17.18B
What it does
Capula Investment US provides portfolio management for pooled vehicles and other activities. It is paid through other arrangements.
Capula Investment US advises no private funds.
100.0% of assets ($137.44B across 8 accounts) are managed with discretion. 88% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Other100%
- Repurchase agreements100%
Custodians
Capula Investment US’s client accounts are held mainly at The Bank of New York Mellon, London Branch, with 0% of managed assets. Capula Investment US has custody of $34.25B for 7 clients.
- OtherThe Bank of New York Mellon, London Branch, All other custodians100%
Ownership and leadership
Capula Management US LLC owns 75% or more of Capula Investment US.
- Owns 75% or more of Capula Investment US LP
Capula Management US LLC
Control person · since December 2009
- Owns 75% or more of Capula Management US LLC
Capula Management Limited
Control person · since December 2009
- Owns 25% to 50% of Capula Management Limited
Yan Huo
Control person · since October 2005
Leadership
- Nathan TranterUS Chief Compliance Officer
- Mark BarnettHead of Capula New York
Staff
- 80 employees
- 51 in advisory functions
- 2 broker-dealer reps
Fees
Capula Investment US is paid through other.
Capula Investment US’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Capula Investment US has 5 offices (4 private residences, listed without an address), with 2 listed addresses across 2 states.
Florida · 1 listed address
- 1111 Lincoln Road, Miami Beach
New York · 1 listed address
- 510 Madison Avenue, 9th Floor, New YorkHQ
Registration details
- Legal name
- Capula Investment US LP
- Headquarters
- 510 Madison Avenue, 9th Floor, New York, NY 10022
- Phone
- 646-874-5400
- Website
- Not reported
- SEC file
- 801-73189
- Structure
- Delaware limited partnership
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Capula Investment US have?
Capula Investment US has 8 clients and manages $137.4 billion for them, as of June 2026. They include 7 pooled investment vehicles and 1 other clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 June 2026
What services does Capula Investment US offer?
Capula Investment US provides portfolio management for pooled vehicles and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Capula Investment US use?
Capula Investment US’s separately managed account assets are held at The Bank of New York Mellon, London Branch (London), with $24,832,985. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 June 2026
How many financial advisors does Capula Investment US have?
Capula Investment US has 0 investment adviser representatives registered with state securities authorities, out of 80 employees, and 51 perform investment advisory functions. 2 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Capula Investment US invest in?
At the end of its last fiscal year, Capula Investment US’s separately managed accounts held 100% repurchase agreements. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Capula Investment US?
Capula Investment US is owned through a chain of holding companies by Yan Huo. Its direct owner is Capula Management US LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 8 June 2026
How does Capula Investment US get paid?
Capula Investment US is paid through other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file