Clients
Newton Investment Management serves 99 clients, 63 of them pooled investment vehicles. The average client has about $428 million with the firm.
- Investment companies9 clients6%
- Pooled investment vehicles63 clients85%
- Charitable organizations27 clients5%
- Sovereign wealth funds and foreign official institutions2%
- Banking or thrift institutions1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Banking or thrift institutions | Not reported | $378,422,114 | 0.9% | — |
| Investment companies | 9 | $2,663,875,618 | 6.3% | $296.0M |
| Pooled investment vehicles | 63 | $36,170,627,436 | 85.3% | $574.1M |
| Charitable organizations | 27 | $2,204,828,383 | 5.2% | $81.7M |
| Sovereign wealth funds and foreign official institutions | Not reported | $971,105,845 | 2.3% | — |
| Total | 99 | $42,388,859,396 | 100% | $428.2M |
- Clients
- Not reported
- Regulatory AUM
- $378,422,114
- Share
- 0.9%
- Avg. per client
- —
- Clients
- 9
- Regulatory AUM
- $2,663,875,618
- Share
- 6.3%
- Avg. per client
- $296.0M
- Clients
- 63
- Regulatory AUM
- $36,170,627,436
- Share
- 85.3%
- Avg. per client
- $574.1M
- Clients
- 27
- Regulatory AUM
- $2,204,828,383
- Share
- 5.2%
- Avg. per client
- $81.7M
- Clients
- Not reported
- Regulatory AUM
- $971,105,845
- Share
- 2.3%
- Avg. per client
- —
Total
- Clients
- 99
- Regulatory AUM
- $42,388,859,396
- Share
- 100%
- Avg. per client
- $428.2M
What it does
Newton Investment Management provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.
Newton Investment Management advises no private funds.
99.9% of assets ($42.34B across 127 accounts) are managed with discretion; $49.7M across 3 accounts are not. 92% of clients are outside the U.S., and 2 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks67%
- Funds14%
- Pooled vehicles13%
- Registered funds1%
- Bonds13%
- Sovereign bonds8%
- Investment grade corporate bonds3%
- U.S. government and agency bonds1%
- High-yield corporate bonds1%
- Cash6%
Custodians
Newton Investment Management’s client accounts are held mainly at The Bank of New York Mellon London, Branch, with 5% of managed assets, and The Northern Trust Company, London Branch, with 2%. Newton Investment Management has custody of client assets.
- The Bank of New York Mellon London, BranchThe Bank of New York Mellon London, Branch · London · $2.08B5%
- State Street Bank & TrustState Street Bank & Trust Company · London · $378.4M1%
- The Northern Trust Company, London BranchThe Northern Trust Company, London Branch · London · $971.1M2%
- All other custodians$38.96B92%
Ownership and leadership
Newton Management Limited owns 75% or more of Newton Investment Management, and Raman Srivastava is its CEO.
- Owns 75% or more of Newton Investment Management LTD
Newton Management Limited
Control person · since January 1992
- Owns 75% or more of Newton Management Limited
BNY Mellon International Asset Management Group Limited
Control person · since January 1992
- Owns 75% or more of BNY Mellon International Asset Management Group Limited
BNY Mellon Investment Management (jersey) Limited
Control person · since November 2012
- Owns 75% or more of BNY Mellon Investment Management (jersey) Limited
MBC Investments Corporation
Control person · since November 2012
- Owns 75% or more of MBC Investments Corporation
BNY Mellon Ihc, LLC
Control person · since April 2017
- Owns 75% or more of BNY Mellon Ihc, LLC
The Bank of New York Mellon Corporation
Control person · since July 2007
Leadership
- Raman SrivastavaChief Executive Officer and Director
- Elizabeth RoachChief Compliance Officer
- James HelbyChief Risk Officer & Director
- Susan NobleIndependent Non-Executive Director
- Stephen PotterIndependent Non-Executive Director
- Mark StancombeDirector
- Richard WattIndependent Non-Executive Director
Staff
- 63 employees
- 47 in advisory functions
- 7 soliciting firms
Fees
Newton Investment Management is paid through a percentage of assets under management and performance-based fees.
Newton Investment Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Newton Investment Management has 0 offices, with 1 listed address with no US state reported.
Other business names
Newton Investment Management has reported 1 other business name to the SEC.
- BNY Investments Newton
Registration details
- Legal name
- Newton Investment Management LTD
- Headquarters
- 160 Queen Victoria Street, London, United Kingdom EC4V 4LA
- Phone
- 442071639000
- Website
- Not reported
- SEC file
- 801-42114
- Structure
- corporation organized in United Kingdom
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Newton Investment Management have?
Newton Investment Management has 99 clients and manages $42.4 billion for them, as of July 2026. They include 63 pooled investment vehicles, 27 charitable organizations and 9 investment companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 22 July 2026
What services does Newton Investment Management offer?
Newton Investment Management provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Newton Investment Management use?
Newton Investment Management’s separately managed account assets are held at The Bank of New York Mellon London, Branch (London), with $2,075,885,239, The Northern Trust Company, London Branch (London), with $971,105,844 and State Street Bank & Trust Company (London), with $378,422,114. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 July 2026
How many financial advisors does Newton Investment Management have?
Newton Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 63 employees, and 47 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Newton Investment Management invest in?
At the end of its last fiscal year, Newton Investment Management’s separately managed accounts held 67% exchange-traded equities, 13% pooled vehicles (private funds and similar), 8% sovereign bonds, 6% cash and equivalents, 3% investment grade corporate bonds, 1% U.S. government and agency bonds, 1% high-yield corporate bonds and 1% registered funds (mutual funds, ETFs, BDCs). It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Newton Investment Management?
Newton Investment Management is owned through a chain of holding companies by the Bank of New York Mellon Corporation. Its direct owner is Newton Management Limited (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 22 July 2026
How does Newton Investment Management get paid?
Newton Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file