Role at Newton Investment Management
- Title on Schedule A
- Chief Risk Officer & Director
- Control
- James Helby is a control person of Newton Investment Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- James Helby has held the filed role since April 2023.
The firm
Form ADV filed 22 July 2026
Career on record
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Registrations and exams
Individual registration and examination information for James Helby is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- James Helby
- CRD
- 5846815
- Record basis
- Form ADV officer listing
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does James Helby work?
James Helby has been Chief Risk Officer & Director of Newton Investment Management LTD since April 2023, and is a control person of the firm.
Leadership at Newton Investment Management
- Raman SrivastavaChief Executive Officer and Director
- Elizabeth RoachChief Compliance Officer
- Susan NobleIndependent Non-Executive Director
- Stephen PotterIndependent Non-Executive Director
- Mark StancombeDirector
- Richard WattIndependent Non-Executive Director