Firms by custodian
Registered investment advisers that custody at Canadian Imperial Bank of Commerce
One SEC-registered adviser reports Canadian Imperial Bank of Commerce as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
1 firm listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Fondsmaeglerselskabet Maj Invest A/SCRD 288223 | Copenhagen K | $11.12B | 47 | 84 |
Fondsmaeglerselskabet Maj Invest A/SCRD 288223$11.12B
- Headquarters
- Copenhagen K
- Advisory staff
- 47
- Clients
- 84
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Canadian Imperial Bank of Commerce here says only what the filing says, and implies nothing about either firm's service.