Firms by state
Registered investment advisers in Arkansas
17 SEC-registered advisers with at least one office in Arkansas, listed by regulatory assets under management as reported on Form ADV.
Browse cities in Arkansas
17 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| PgimCRD 105676 | Newark, NJ | $1131.64B | 1,350 | 611 |
| Gallagher Fiduciary AdvisorsCRD 146509 | Rolling Meadows, IL | $194.82B | 218 | 6,120 |
| MarinerCRD 140195 | Overland Park, KS | $125.41B | 933 | 55,512 |
| Rockefeller FinancialCRD 291361 | New York, NY | $99.60B | 815 | 50,292 |
| World Investment AdvisorsCRD 208512 | Lincroft, NJ | $71.64B | 471 | 23,021 |
| Private Advisor GroupCRD 155216 | Morristown, NJ | $57.70B | 885 | 170,206 |
| Mai Capital ManagementCRD 109807 | Cleveland, OH | $52.10B | 230 | 16,261 |
| Prime Capital Investment AdvisorsCRD 288712 | Overland Park, KS | $39.14B | 261 | 23,965 |
| Rockefeller &CRD 294197 | New York, NY | $36.76B | 372 | 6,490 |
| Sanctuary AdvisorsCRD 226606 | Miami, FL | $34.88B | 396 | 19,540 |
| &partnersCRD 3767 | Nashville, TN | $30.27B | 439 | 62,194 |
| Newedge WealthCRD 307771 | Stamford, CT | $19.93B | 99 | 3,692 |
| Benjamin F. Edwards &CRD 146936 | ST. Louis, MO | $18.92B | 450 | 33,057 |
| StephensCRD 3496 | Little Rock, AR | $18.04B | 247 | 21,991 |
| Independent Advisor AllianceCRD 168267 | Charlotte, NC | $17.23B | 247 | 45,002 |
| Forvis Mazars Wealth AdvisorsCRD 110905 | Springfield, MO | $12.01B | 82 | 4,584 |
| Advisory Services NetworkCRD 146051 | Atlanta, GA | $10.60B | 247 | 12,919 |
PgimCRD 105676$1131.64B
- Headquarters
- Newark, NJ
- Advisory staff
- 1,350
- Clients
- 611
Gallagher Fiduciary AdvisorsCRD 146509$194.82B
- Headquarters
- Rolling Meadows, IL
- Advisory staff
- 218
- Clients
- 6,120
MarinerCRD 140195$125.41B
- Headquarters
- Overland Park, KS
- Advisory staff
- 933
- Clients
- 55,512
Rockefeller FinancialCRD 291361$99.60B
- Headquarters
- New York, NY
- Advisory staff
- 815
- Clients
- 50,292
World Investment AdvisorsCRD 208512$71.64B
- Headquarters
- Lincroft, NJ
- Advisory staff
- 471
- Clients
- 23,021
Private Advisor GroupCRD 155216$57.70B
- Headquarters
- Morristown, NJ
- Advisory staff
- 885
- Clients
- 170,206
Mai Capital ManagementCRD 109807$52.10B
- Headquarters
- Cleveland, OH
- Advisory staff
- 230
- Clients
- 16,261
Prime Capital Investment AdvisorsCRD 288712$39.14B
- Headquarters
- Overland Park, KS
- Advisory staff
- 261
- Clients
- 23,965
Rockefeller &CRD 294197$36.76B
- Headquarters
- New York, NY
- Advisory staff
- 372
- Clients
- 6,490
Sanctuary AdvisorsCRD 226606$34.88B
- Headquarters
- Miami, FL
- Advisory staff
- 396
- Clients
- 19,540
&partnersCRD 3767$30.27B
- Headquarters
- Nashville, TN
- Advisory staff
- 439
- Clients
- 62,194
Newedge WealthCRD 307771$19.93B
- Headquarters
- Stamford, CT
- Advisory staff
- 99
- Clients
- 3,692
Benjamin F. Edwards &CRD 146936$18.92B
- Headquarters
- ST. Louis, MO
- Advisory staff
- 450
- Clients
- 33,057
StephensCRD 3496$18.04B
- Headquarters
- Little Rock, AR
- Advisory staff
- 247
- Clients
- 21,991
Independent Advisor AllianceCRD 168267$17.23B
- Headquarters
- Charlotte, NC
- Advisory staff
- 247
- Clients
- 45,002
Forvis Mazars Wealth AdvisorsCRD 110905$12.01B
- Headquarters
- Springfield, MO
- Advisory staff
- 82
- Clients
- 4,584
Advisory Services NetworkCRD 146051$10.60B
- Headquarters
- Atlanta, GA
- Advisory staff
- 247
- Clients
- 12,919
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports an office in Arkansas on Form ADV Part 1A, whether or not the state is its headquarters. An SEC-registered adviser doing business in a state also makes a notice filing there, which is why a firm can serve clients in Arkansas from elsewhere.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Niva Wealth is not affiliated with the firms on it.