Firms by custodian

Registered investment advisers that custody at Mitsubishi Ufj Investor Services & Banking (luxembourg) S.A.

3 SEC-registered advisers report Mitsubishi Ufj Investor Services & Banking (luxembourg) S.A. as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.

3 firms listed

Firm	Headquarters	Regulatory AUM	Advisory staff	Clients
Nippon Life Global Investors AmericasCRD 156244	New York, NY	$82.99B	71	146
Benefit Street Partners LimitedCRD 160617	London	$22.61B	45	42
BSP NyCRD 128557	New York, NY	$14.24B	8	37

Nippon Life Global Investors AmericasCRD 156244$82.99B

Headquarters: New York, NY
Advisory staff: 71
Clients: 146

Benefit Street Partners LimitedCRD 160617$22.61B

Headquarters: London
Advisory staff: 45
Clients: 42

BSP NyCRD 128557$14.24B

Headquarters: New York, NY
Advisory staff: 8
Clients: 37

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.

A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Mitsubishi Ufj Investor Services & Banking (luxembourg) S.A. here says only what the filing says, and implies nothing about either firm's service.