Firms by custodian
Registered investment advisers that custody at SEI Investments Distribution
2 SEC-registered advisers report SEI Investments Distribution as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
2 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Concurrent Investment AdvisorsCRD 323135 | Tampa, FL | $15.73B | 160 | 13,277 |
| Mairs and PowerCRD 110351 | ST. Paul, MN | $12.14B | 25 | 773 |
Concurrent Investment AdvisorsCRD 323135$15.73B
- Headquarters
- Tampa, FL
- Advisory staff
- 160
- Clients
- 13,277
Mairs and PowerCRD 110351$12.14B
- Headquarters
- ST. Paul, MN
- Advisory staff
- 25
- Clients
- 773
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming SEI Investments Distribution here says only what the filing says, and implies nothing about either firm's service.