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Tiaa-Cref Investment Management

SEC-registered adviser since 1990New York, NYCRD 107168

8
Clients
296
Advisory staff

From Form ADV filed 28 March 2026 · data retrieved 15 October 2026SEC record

Tiaa-Cref Investment Management is an investment adviser headquartered in New York, New York, and registered with the SEC since 1990. Its clients include investment companies.

Its services include portfolio management for investment companies. Fee arrangements include a percentage of assets under management, fixed fees and other arrangements. Tiaa-Cref Asset Management, LLC owns 75% or more of Tiaa-Cref Investment Management.

Clients

Tiaa-Cref Investment Management serves 8 clients. The average client has about $36.5 billion with the firm.

Regulatory assets by client type
  • Investment companies8 clients100%
Show client breakdown
Investment companies
Clients
8
Regulatory AUM
$292,128,789,601
Share
100.0%
Avg. per client
$36.52B

Total

Clients
8
Regulatory AUM
$292,128,789,601
Share
100%
Avg. per client
$36.52B

What it does

Tiaa-Cref Investment Management provides portfolio management for investment companies. It is paid through a percentage of assets, fixed fees and other arrangements.

Tiaa-Cref Investment Management advises no private funds.

100.0% of assets ($292.13B across 8 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

Tiaa-Cref Investment Management does not have custody of client assets.

Managed account assets by custodian
  • All other custodians$292.13B100%

Ownership and leadership

Tiaa-Cref Asset Management, LLC owns 75% or more of Tiaa-Cref Investment Management.

Who owns the firm
Tiaa-Cref Investment Management LLC· the adviser
  • Tiaa-Cref Asset Management, LLC

    Control person · since October 2016

    Owns 75% or more of Tiaa-Cref Investment Management LLC

Leadership

  • William Huffman
    President
  • Saira Malik
    Executive Vice President
  • Stuart Brunet
    Managing Director, Chief Compliance Officer
  • Konyinsola Akibayo
    Controller and Managing Director
  • John McCann
    SMD, Associate GC and Assistant Secretary
  • Cinda Whitten
    Officer - Senior Managing Director

Staff

  • 383 employees
  • 296 in advisory functions
  • 30 state-registered reps
  • 46 broker-dealer reps
  • 2 insurance agents

Fees

Tiaa-Cref Investment Management is paid through a percentage of assets under management, fixed fees (other than subscription fees) and other.

Tiaa-Cref Investment Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Tiaa-Cref Investment Management has 28 offices (17 private residences, listed without an address), with 9 listed addresses across 7 states.

Listed office addresses by state

New York · 1 listed address

  • 730 Third Ave, 4th FLR, New YorkHQ

Registration details

Legal name
Tiaa-Cref Investment Management LLC
Headquarters
730 Third Ave, 4th FLR, New York, NY 10017-3206
SEC file
801-38029
Structure
Delaware LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Tiaa-Cref Investment Management have?

Tiaa-Cref Investment Management has 8 clients and manages $292.1 billion for them, as of March 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 March 2026

What services does Tiaa-Cref Investment Management offer?

Tiaa-Cref Investment Management provides portfolio management for investment companies.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Tiaa-Cref Investment Management have?

Tiaa-Cref Investment Management has 30 investment adviser representatives registered with state securities authorities, out of 383 employees, and 296 perform investment advisory functions. 46 are registered representatives of a broker-dealer and 2 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Tiaa-Cref Investment Management?

Tiaa-Cref Investment Management is owned through a chain of holding companies by Tiaa Board of Governors and Nuveen Consolidated. Its direct owner is Tiaa-Cref Asset Management, LLC (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 28 March 2026

How does Tiaa-Cref Investment Management get paid?

Tiaa-Cref Investment Management is paid through a percentage of assets under management, fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 28 March 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 107168.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Tiaa-Cref Investment Management LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.