Clients
BNY Mellon Investment Adviser serves 91 clients, 82 of them investment companies. The average client has about $4.61 billion with the firm.
- Investment companies82 clients97%
- Pooled investment vehicles9 clients3%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 82 | $405,786,414,540 | 96.7% | $4.95B |
| Pooled investment vehicles | 9 | $13,674,951,881 | 3.3% | $1.52B |
| Total | 91 | $419,461,366,421 | 100% | $4.61B |
- Clients
- 82
- Regulatory AUM
- $405,786,414,540
- Share
- 96.7%
- Avg. per client
- $4.95B
- Clients
- 9
- Regulatory AUM
- $13,674,951,881
- Share
- 3.3%
- Avg. per client
- $1.52B
Total
- Clients
- 91
- Regulatory AUM
- $419,461,366,421
- Share
- 100%
- Avg. per client
- $4.61B
What it does
BNY Mellon Investment Adviser provides portfolio management for investment companies and portfolio management for pooled vehicles. It is paid through a percentage of assets.
BNY Mellon Investment Adviser provided financial planning to 0 clients last fiscal year and advises 5 private funds.
100.0% of assets ($419.46B across 91 accounts) are managed with discretion. 3% of clients are outside the U.S., and 91 clients received advice without assets under management last fiscal year.
Custodians
BNY Mellon Investment Adviser does not have custody of client assets.
- All other custodians$419.46B100%
Ownership and leadership
MBC Investments Corporation owns 75% or more of BNY Mellon Investment Adviser.
- Owns 75% or more of BNY Mellon Investment Adviser, Inc.
MBC Investments Corporation
Control person · since February 2017
- Owns 75% or more of MBC Investments Corporation
The Bank of New York Mellon Corporation
Control person · since May 1987
- Owns 75% or more of The Bank of New York Mellon Corporation
BNY Mellon Ihc, LLC
Control person · since December 2019
- Owns 75% or more of BNY Mellon Ihc, LLC
MBC Investment Corporation
Control person · since February 2017
Leadership
- David DipetrilloVice President & Director
- Gregory John PasqualeChief Financial Officer
- John William JR HunterChief Compliance Officer
- Kimberly Mackenzie-PermanDirector
- Bushra MannanDirector
- Susan MaroniSecretary
- Peter SullivanChief Legal Officer
- James WindelsDirector
Staff
- 69 employees
- 14 in advisory functions
- 5 broker-dealer reps
- 4 soliciting firms
Fees
BNY Mellon Investment Adviser is paid through a percentage of assets under management.
BNY Mellon Investment Adviser’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, BNY Mellon Investment Adviser has 5 offices, with 6 listed addresses across 5 states.
New York · 2 listed addresses
- 240 Greenwich Street, New YorkHQ
- BNY Mellon Wealth Management & BNY Mellon Advisors, New York
California · 1 listed address
- Mellon Investments Corporation, San Francisco
Florida · 1 listed address
- BNY Mellon Wealth Management, Lake Mary
Massachusetts · 1 listed address
- BNY Mellon Wealth Management, Boston
Pennsylvania · 1 listed address
- Mellon Investments Corporation, Pittsburgh
Registration details
- Legal name
- BNY Mellon Investment Adviser, Inc.
- Headquarters
- 240 Greenwich Street, New York, NY 10286
- Phone
- 212-922-6273
- Website
- Not reported
- SEC file
- 801-8147
- Structure
- New York corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does BNY Mellon Investment Adviser have?
BNY Mellon Investment Adviser has 91 clients and manages $419.5 billion for them, as of September 2026. They include 82 investment companies and 9 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 September 2026
What services does BNY Mellon Investment Adviser offer?
BNY Mellon Investment Adviser provides portfolio management for investment companies and portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does BNY Mellon Investment Adviser have?
BNY Mellon Investment Adviser has 0 investment adviser representatives registered with state securities authorities, out of 69 employees, and 14 perform investment advisory functions. 5 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns BNY Mellon Investment Adviser?
BNY Mellon Investment Adviser is owned through a chain of holding companies by MBC Investment Corporation. Its direct owner is MBC Investments Corporation (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 21 September 2026
How does BNY Mellon Investment Adviser get paid?
BNY Mellon Investment Adviser is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
