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Peter Sullivan

Chief Legal Officer at BNY Mellon Investment Adviser

Officer recordForm ADV filed 21 September 2026

Peter Sullivan is Chief Legal Officer of BNY Mellon Investment Adviser, Inc., a New York investment adviser.

Career

Peter Sullivan has been Chief Legal Officer of BNY Mellon Investment Adviser since July 2021. Peter Sullivan is a control person of the firm and directly owns under 5% of it.

BNY Mellon Investment Adviser, Inc. is a New York, NY firm with $419B under management, 91 clients and 14 advisers across 6 offices, as of its September 2026 filing.

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Peter Sullivan is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Peter Sullivan
CRD
7450283
Record basis
Form ADV officer listing

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Peter Sullivan work?

Peter Sullivan has been Chief Legal Officer of BNY Mellon Investment Adviser, Inc. since July 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 21 September 2026

Leadership at BNY Mellon Investment Adviser

Sources

  1. IAPD individual lookup, CRD 7450283. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of BNY Mellon Investment Adviser, Inc., filed 21 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

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