Career
Gregory Pasquale has been Chief Financial Officer of BNY Mellon Investment Adviser since January 2021. Gregory Pasquale is a control person of the firm and directly owns under 5% of it.
BNY Mellon Investment Adviser, Inc. is a New York, NY firm with $419B under management, 91 clients and 14 advisers across 6 offices, as of its September 2026 filing.
No adviser firm registrations are on Gregory Pasquale’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
| Series 27 | Financial and Operations Principal Examination | 19 April 2016 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
Individual record
- Full name
- Gregory John Pasquale
- CRD
- 6562167
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Gregory Pasquale work?
Gregory Pasquale has been Chief Financial Officer of BNY Mellon Investment Adviser, Inc. since January 2021, and is a control person of the firm.
Does Gregory Pasquale have a current investment-adviser registration?
Gregory Pasquale has a current broker registration and no current investment-adviser registration.
What exams has Gregory Pasquale passed?
Gregory Pasquale has passed 3 licensing exams: the Series 27, Series 99TO and SIE. The earliest, the Series 27, was passed in April 2016.