Career
Kimberly Mackenzie-perman has been Director of BNY Mellon Investment Adviser since May 2026. Kimberly Mackenzie-perman is a control person of the firm and directly owns under 5% of it.
BNY Mellon Investment Adviser, Inc. is a New York, NY firm with $419B under management, 91 clients and 14 advisers across 6 offices, as of its September 2026 filing.
- Quick & Reilly, Inc.– · 1 yearNew York, NY · Adviser representative · Firm CRD 11217
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 26 November 2002 |
| Series 7 | General Securities Representative Examination | 22 October 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Kimberly Ann Mackenzie-perman
- CRD
- 4576869
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Kimberly Mackenzie-perman work?
Kimberly Mackenzie-perman has been Director of BNY Mellon Investment Adviser, Inc. since May 2026, and is a control person of the firm.
Does Kimberly Mackenzie-perman have a current investment-adviser registration?
Kimberly Mackenzie-perman has a current broker registration and no current investment-adviser registration.
What exams has Kimberly Mackenzie-perman passed?
Kimberly Mackenzie-perman has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2002. FINRA credited Kimberly Mackenzie-perman with the SIE, which began in October 2018.
Where was Kimberly Mackenzie-perman previously registered as an investment adviser?
Kimberly Mackenzie-perman has past investment-adviser registrations through Quick & Reilly, Inc., March 2003 to June 2004, across 1 firm.