{"url":"https://nivawealth.com/firms/tiaa-cref-investment-management-107168","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107168","regulatoryAum":292128789601,"crd":"107168","secFileNumber":"801-38029","legalName":"Tiaa-Cref Investment Management LLC","displayName":"Tiaa-Cref Investment Management","website":"http://www.tiaa.org/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"730 Third Ave, 4th FLR","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10017-3206"},"tradeNames":[],"registration":{"secApproved":"31 December 1990","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":383,"advisory":296,"brokerDealerReps":46,"insuranceAgents":2,"promoters":0},"aum":{"discretionary":292128789601,"discretionaryAccounts":8,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":8,"regulatoryAum":292128789601}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Tiaa-Cref Investment Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"William Huffman","title":"President","crd":"4367634"},{"name":"Saira Malik","title":"Executive Vice President","crd":"2181766"},{"name":"Stuart Brunet","title":"Managing Director, Chief Compliance Officer","crd":"1467307"},{"name":"Konyinsola Akibayo","title":"Controller and Managing Director","crd":"8087106"},{"name":"John McCann","title":"SMD, Associate GC and Assistant Secretary","crd":"4867665"},{"name":"Cinda Whitten","title":"Officer - Senior Managing Director","crd":"7664303"}],"ownership":[{"label":"Tiaa-Cref Asset Management, LLC","detail":"Sole member and direct owner in the 75% or more ownership band and a control person, since October 2016."},{"label":"Teachers Insurance and Annuity Association of America","detail":"Indirect owner: a shareholder of Nuveen, LLC in the 75% or more band and a control person, since July 2014.","parent":"Nuveen, LLC"},{"label":"Tiaa Board of Governors","detail":"Indirect owner: a shareholder of Teachers Insurance and Annuity Association of America in the 75% or more band and a control person, since March 1918.","parent":"Teachers Insurance and Annuity Association of America"},{"label":"Nuveen, LLC","detail":"Indirect owner: a shareholder of Tiaa-Cref Asset Management, LLC in the 75% or more band and a control person, since December 2014.","parent":"Tiaa-Cref Asset Management, LLC"},{"label":"Nuveen Consolidated","detail":"Indirect owner: a managing member of Tiaa-Cref Asset Management, LLC in the 75% or more band and a control person, since November 2025.","parent":"Tiaa-Cref Asset Management, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":28,"privateResidences":17},"listedOfficeAddresses":9,"officesByState":[{"state":"California","offices":3,"addresses":[{"street":"560 Mission Street","city":"San Francisco"},{"street":"4675 Macarthur BLVD","city":"Newport Beach"},{"street":"2029 Century Park East","city":"Los Angeles"}]},{"state":"Florida","offices":1,"addresses":[{"street":"1115 Central Avenue","city":"Naples"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"333 W Wacker Drive","city":"Chicago"}]},{"state":"Minnesota","offices":1,"addresses":[{"street":"901 Marquette Avenue","city":"Minneapolis"}]},{"state":"Missouri","offices":1,"addresses":[{"street":"231 South Bemiston","city":"Clayton"}]},{"state":"New York","offices":1,"addresses":[{"street":"730 Third Ave, 4th FLR","city":"New York","headquarters":true}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"8500 Andrew Carnegie BLVD.","city":"Charlotte"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-490-9000","stateRegisteredReps":30,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Portfolio management for investment companies"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"28 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107168/PDF/107168.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Tiaa-Cref Investment Management have?","answer":"Tiaa-Cref Investment Management has 8 clients and manages $292.1 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Tiaa-Cref Investment Management offer?","answer":"Tiaa-Cref Investment Management provides portfolio management for investment companies.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Tiaa-Cref Investment Management have?","answer":"Tiaa-Cref Investment Management has 30 investment adviser representatives registered with state securities authorities, out of 383 employees, and 296 perform investment advisory functions. 46 are registered representatives of a broker-dealer and 2 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Tiaa-Cref Investment Management?","answer":"Tiaa-Cref Investment Management is owned through a chain of holding companies by Tiaa Board of Governors and Nuveen Consolidated. Its direct owner is Tiaa-Cref Asset Management, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Tiaa-Cref Investment Management get paid?","answer":"Tiaa-Cref Investment Management is paid through a percentage of assets under management, fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}