Firms by custodian
Registered investment advisers that custody at Caceis
3 SEC-registered advisers report Caceis as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
3 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Candriam, Société En Commandite Par ActionsCRD 173355 | Strassen | $154.66B | 288 | 474 |
| Ares Capital Management IICRD 157292 | Los Angeles, CA | $19.64B | 597 | 28 |
| RWC Asset ManagementCRD 168656 | London | $17.32B | 51 | 39 |
Candriam, Société En Commandite Par ActionsCRD 173355$154.66B
- Headquarters
- Strassen
- Advisory staff
- 288
- Clients
- 474
Ares Capital Management IICRD 157292$19.64B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 597
- Clients
- 28
RWC Asset ManagementCRD 168656$17.32B
- Headquarters
- London
- Advisory staff
- 51
- Clients
- 39
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Caceis here says only what the filing says, and implies nothing about either firm's service.