Firms by state
Registered investment advisers in Kentucky
30 SEC-registered advisers with at least one office in Kentucky, listed by regulatory assets under management as reported on Form ADV.
30 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Strategic AdvisersCRD 104555 | Boston, MA | $1370.13B | 17,112 | 2,401,763 |
| Invesco AdvisersCRD 105360 | Atlanta, GA | $749.52B | 713 | 82,498 |
| Citadel AdvisorsCRD 148826 | Miami, FL | $570.62B | 1,314 | 37 |
| Raymond James & AssociatesCRD 705 | ST. Petersburg, FL | $500.96B | 5,683 | 531,617 |
| Robert W. Baird &CRD 8158 | Milwaukee, WI | $394.07B | 3,170 | 241,359 |
| Stifel, Nicolaus &CRD 793 | ST Louis, MO | $197.53B | 3,079 | 236,191 |
| Cerity PartnersCRD 151559 | New York, NY | $161.68B | 1,102 | 26,230 |
| MarinerCRD 140195 | Overland Park, KS | $125.41B | 933 | 55,512 |
| Wealth Enhancement Advisory ServicesCRD 116407 | Plymouth, MN | $122.19B | 850 | 85,001 |
| Private Advisor GroupCRD 155216 | Morristown, NJ | $57.70B | 885 | 170,206 |
| Savant CapitalCRD 107271 | Rockford, IL | $55.61B | 238 | 24,034 |
| Ae Wealth ManagementCRD 282580 | Topeka, KS | $49.84B | 448 | 128,073 |
| SCS Capital ManagementCRD 122258 | Boston, MA | $48.65B | 99 | 589 |
| EP Wealth AdvisorsCRD 111147 | Torrance, CA | $45.15B | 320 | 20,738 |
| Cerity Partners Retirement Plan AdvisorsCRD 164198 | New York, NY | $40.25B | 153 | 850 |
| Sanctuary AdvisorsCRD 226606 | Miami, FL | $34.88B | 396 | 19,540 |
| Integrated Wealth ConceptsCRD 284656 | Waltham, MA | $23.58B | 491 | 29,848 |
| Independent Advisor AllianceCRD 168267 | Charlotte, NC | $17.23B | 247 | 45,002 |
| Nationwide Investment AdvisorsCRD 142373 | Columbus, OH | $16.73B | 316 | 251,223 |
| Ifp AdvisorsCRD 125112 | Tampa, FL | $16.29B | 302 | 54,154 |
| PFS InvestmentsCRD 10111 | Duluth, GA | $15.54B | 3,959 | 67,816 |
| Osaic Advisory ServicesCRD 171070 | Atlanta, GA | $15.48B | 344 | 29,898 |
| Atlanta Consulting Group AdvisorsCRD 288169 | Atlanta, GA | $14.70B | 10 | 364 |
| The Mather GroupCRD 156005 | Chicago, IL | $13.45B | 97 | 4,773 |
| State Farm Investment ManagementCRD 3487 | Bloomington, IL | $12.94B | 7,930 | 3,575 |
| Hub Investment PartnersCRD 307956 | Austin, TX | $11.88B | 103 | 6,127 |
| Apollon Wealth ManagementCRD 291902 | Mount Pleasant, SC | $11.56B | 115 | 8,389 |
| Fifth Third SecuritiesCRD 628 | Cincinnati, OH | $10.92B | 848 | 47,014 |
| Advisory Services NetworkCRD 146051 | Atlanta, GA | $10.60B | 247 | 12,919 |
| Bartlett & Co. Wealth ManagementCRD 292246 | Cincinnati, OH | $10.25B | 34 | 2,263 |
Strategic AdvisersCRD 104555$1370.13B
- Headquarters
- Boston, MA
- Advisory staff
- 17,112
- Clients
- 2,401,763
Invesco AdvisersCRD 105360$749.52B
- Headquarters
- Atlanta, GA
- Advisory staff
- 713
- Clients
- 82,498
Citadel AdvisorsCRD 148826$570.62B
- Headquarters
- Miami, FL
- Advisory staff
- 1,314
- Clients
- 37
Raymond James & AssociatesCRD 705$500.96B
- Headquarters
- ST. Petersburg, FL
- Advisory staff
- 5,683
- Clients
- 531,617
Robert W. Baird &CRD 8158$394.07B
- Headquarters
- Milwaukee, WI
- Advisory staff
- 3,170
- Clients
- 241,359
Stifel, Nicolaus &CRD 793$197.53B
- Headquarters
- ST Louis, MO
- Advisory staff
- 3,079
- Clients
- 236,191
Cerity PartnersCRD 151559$161.68B
- Headquarters
- New York, NY
- Advisory staff
- 1,102
- Clients
- 26,230
MarinerCRD 140195$125.41B
- Headquarters
- Overland Park, KS
- Advisory staff
- 933
- Clients
- 55,512
Wealth Enhancement Advisory ServicesCRD 116407$122.19B
- Headquarters
- Plymouth, MN
- Advisory staff
- 850
- Clients
- 85,001
Private Advisor GroupCRD 155216$57.70B
- Headquarters
- Morristown, NJ
- Advisory staff
- 885
- Clients
- 170,206
Savant CapitalCRD 107271$55.61B
- Headquarters
- Rockford, IL
- Advisory staff
- 238
- Clients
- 24,034
Ae Wealth ManagementCRD 282580$49.84B
- Headquarters
- Topeka, KS
- Advisory staff
- 448
- Clients
- 128,073
SCS Capital ManagementCRD 122258$48.65B
- Headquarters
- Boston, MA
- Advisory staff
- 99
- Clients
- 589
EP Wealth AdvisorsCRD 111147$45.15B
- Headquarters
- Torrance, CA
- Advisory staff
- 320
- Clients
- 20,738
Cerity Partners Retirement Plan AdvisorsCRD 164198$40.25B
- Headquarters
- New York, NY
- Advisory staff
- 153
- Clients
- 850
Sanctuary AdvisorsCRD 226606$34.88B
- Headquarters
- Miami, FL
- Advisory staff
- 396
- Clients
- 19,540
Integrated Wealth ConceptsCRD 284656$23.58B
- Headquarters
- Waltham, MA
- Advisory staff
- 491
- Clients
- 29,848
Independent Advisor AllianceCRD 168267$17.23B
- Headquarters
- Charlotte, NC
- Advisory staff
- 247
- Clients
- 45,002
Nationwide Investment AdvisorsCRD 142373$16.73B
- Headquarters
- Columbus, OH
- Advisory staff
- 316
- Clients
- 251,223
Ifp AdvisorsCRD 125112$16.29B
- Headquarters
- Tampa, FL
- Advisory staff
- 302
- Clients
- 54,154
PFS InvestmentsCRD 10111$15.54B
- Headquarters
- Duluth, GA
- Advisory staff
- 3,959
- Clients
- 67,816
Osaic Advisory ServicesCRD 171070$15.48B
- Headquarters
- Atlanta, GA
- Advisory staff
- 344
- Clients
- 29,898
Atlanta Consulting Group AdvisorsCRD 288169$14.70B
- Headquarters
- Atlanta, GA
- Advisory staff
- 10
- Clients
- 364
The Mather GroupCRD 156005$13.45B
- Headquarters
- Chicago, IL
- Advisory staff
- 97
- Clients
- 4,773
State Farm Investment ManagementCRD 3487$12.94B
- Headquarters
- Bloomington, IL
- Advisory staff
- 7,930
- Clients
- 3,575
Hub Investment PartnersCRD 307956$11.88B
- Headquarters
- Austin, TX
- Advisory staff
- 103
- Clients
- 6,127
Apollon Wealth ManagementCRD 291902$11.56B
- Headquarters
- Mount Pleasant, SC
- Advisory staff
- 115
- Clients
- 8,389
Fifth Third SecuritiesCRD 628$10.92B
- Headquarters
- Cincinnati, OH
- Advisory staff
- 848
- Clients
- 47,014
Advisory Services NetworkCRD 146051$10.60B
- Headquarters
- Atlanta, GA
- Advisory staff
- 247
- Clients
- 12,919
Bartlett & Co. Wealth ManagementCRD 292246$10.25B
- Headquarters
- Cincinnati, OH
- Advisory staff
- 34
- Clients
- 2,263
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports an office in Kentucky on Form ADV Part 1A, whether or not the state is its headquarters. An SEC-registered adviser doing business in a state also makes a notice filing there, which is why a firm can serve clients in Kentucky from elsewhere.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Niva Wealth is not affiliated with the firms on it.