Clients
Bartlett & Co. Wealth Management serves 2,263 clients, 1,351 of them high-net-worth individuals. The average client has about $4.5 million with the firm, and high-net-worth clients hold 82% of its $10.3 billion in assets.
- Individuals782 clients3%
- High-net-worth individuals1,351 clients82%
- Pension and profit-sharing plans21 clients2%
- Charitable organizations40 clients4%
- Corporations and other businesses66 clients8%
- State or municipal government entities3 clients0%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 782 | $309,548,566 | 3.0% | $396K |
| High-net-worth individuals | 1,351 | $8,449,308,363 | 82.4% | $6.25M |
| Pension and profit-sharing plans | 21 | $212,295,464 | 2.1% | $10.1M |
| Charitable organizations | 40 | $399,123,987 | 3.9% | $9.98M |
| State or municipal government entities | 3 | $40,654,363 | 0.4% | $13.6M |
| Corporations and other businesses | 66 | $842,128,408 | 8.2% | $12.8M |
| Total | 2,263 | $10,253,059,151 | 100% | $4.53M |
- Clients
- 782
- Regulatory AUM
- $309,548,566
- Share
- 3.0%
- Avg. per client
- $396K
- Clients
- 1,351
- Regulatory AUM
- $8,449,308,363
- Share
- 82.4%
- Avg. per client
- $6.25M
- Clients
- 21
- Regulatory AUM
- $212,295,464
- Share
- 2.1%
- Avg. per client
- $10.1M
- Clients
- 40
- Regulatory AUM
- $399,123,987
- Share
- 3.9%
- Avg. per client
- $9.98M
- Clients
- 3
- Regulatory AUM
- $40,654,363
- Share
- 0.4%
- Avg. per client
- $13.6M
- Clients
- 66
- Regulatory AUM
- $842,128,408
- Share
- 8.2%
- Avg. per client
- $12.8M
Total
- Clients
- 2,263
- Regulatory AUM
- $10,253,059,151
- Share
- 100%
- Avg. per client
- $4.53M
What it does
Bartlett & Co. Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers and other activities. It is paid through a percentage of assets and fixed fees.
Bartlett & Co. Wealth Management provided financial planning to 1,500 clients last fiscal year and advises no private funds.
99.4% of assets ($10.19B across 6,141 accounts) are managed with discretion; $60.2M across 47 accounts are not. 0% of clients are outside the U.S., and 25 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks59%
- Funds23%
- Bonds13%
- Investment grade corporate bonds6%
- State and local bonds4%
- U.S. government and agency bonds3%
- Cash4%
- Other1%
- Alternative assets1%
Custodians
Bartlett & Co. Wealth Management’s client accounts are held mainly at Charles Schwab, with 69% of managed assets, and Fifth Third Securities, with 11%. Bartlett & Co. Wealth Management has custody of $3.90B for 1,102 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $7.10B69%
- Fifth Third SecuritiesFifth Third Securities, Inc. · Cincinnati, OH · $1.13B11%
- All other custodians$2.02B20%
Ownership and leadership
Focus Operating, LLC owns 75% or more of Bartlett & Co. Wealth Management.
- Owns 75% or more of Bartlett & Co. Wealth Management LLC
Focus Operating, LLC
Control person · since July 2017
- Owns 75% or more of Focus Operating, LLC
Focus Financial Partners, LLC
Control person · since January 2007
- Owns 50% to 75% of Focus Financial Partners, LLC
Focus Financial Partners Inc.
Control person · since July 2018
- Owns 75% or more of Focus Financial Partners Inc.
Ferdinand FFP Acquisition, LLC
Control person · since August 2023
- Owns 75% or more of Ferdinand FFP Acquisition, LLC
Ferdinand FFP Intermediate Holdings, LLC
Control person · since August 2023
- Owns 75% or more of Ferdinand FFP Intermediate Holdings, LLC
Ferdinand FFP Parent, Inc.
Control person · since August 2023
- Owns 75% or more of Focus Financial Partners Inc.
Ferdinand FFP Ultimate Holdings, LP
Control person · since August 2023
- Owns 50% to 75% of Ferdinand FFP Ultimate Holdings, LP
CD&R Ferdinand Holdings, L.P.
Control person · since August 2023
- Owns 50% to 75% of CD&R Ferdinand Holdings, L.P.
Clayton, Dubilier & Rice Fund Xii, L.P.
Control person · since August 2023
Leadership
- Holly MazzoccaPresident
- Chadwick KoldeChief Financial Officer, Chief Operating Officer
- Samuel GinocchioChief Compliance Officer
- Brian AntenucciDirector
- James HagertyCEO
- Kyle PohlmanDirector
- Lori PooleDirector
Staff
- 84 employees
- 34 in advisory functions
- 34 state-registered reps
- 6 soliciting firms
Reported holdings
Bartlett & Co. Wealth Management’s reported 13F holdings total $7.99B across 1,334 positions, and the ten largest make up 35.2% of it.
- $7.99B
- Reported 13F value
- 1,334
- Positions
- 35.2%
- In the 10 largest
- +2.2%
- Value vs. prior quarter
- Apple Inc.6.0%
- Alphabet Inc.. Class C5.8%
- Microsoft Corp.4.6%
- Vanguard S&P 500 ETF · EX Trd EQ FD3.1%
- JPMORGAN Chase & Co3.0%
- Nvidia Corp.3.0%
- Amazon.com Inc.2.8%
- Berkshire Hathaway Class B2.4%
- iShares Core MSCI Eafe ETF · EX Trd EQ FD2.3%
- Mastercard Inc. Class A2.2%
Together, the ten largest are 35.2% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $7.99B is not its $10.25B in regulatory assets and does not represent any individual client's portfolio.
Fees
Bartlett & Co. Wealth Management is paid through a percentage of assets under management and fixed fees (other than subscription fees).
Bartlett & Co. Wealth Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Bartlett & Co. Wealth Management has 2 offices, with 3 listed addresses across 3 states.
Illinois · 1 listed address
- 150 South Wacker Street, Chicago
Kentucky · 1 listed address
- 4350 Brownsboro RD, Louisville
Ohio · 1 listed address
- 600 Vine Street, Suite 2100, CincinnatiHQ
Other business names
Bartlett & Co. Wealth Management has reported 2 other business names to the SEC.
- Bartlett
- Bartlett Wealth Management
Registration details
- Legal name
- Bartlett & Co. Wealth Management LLC
- Headquarters
- 600 Vine Street, Suite 2100, Cincinnati, OH 45202-2466
- Phone
- 513-621-4612
- Website
- Not reported
- SEC file
- 801-112635
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Bartlett & Co. Wealth Management have?
Bartlett & Co. Wealth Management has 2,263 clients and manages $10.3 billion for them, as of March 2026. They include 1,351 high-net-worth individuals, 782 other individuals and 66 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Bartlett & Co. Wealth Management offer?
Bartlett & Co. Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Bartlett & Co. Wealth Management use?
Bartlett & Co. Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $7,104,691,290 and Fifth Third Securities, Inc. (Cincinnati, OH), with $1,131,521,516. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Bartlett & Co. Wealth Management have?
Bartlett & Co. Wealth Management has 34 investment adviser representatives registered with state securities authorities, out of 84 employees, and 34 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Bartlett & Co. Wealth Management invest in?
At the end of its last fiscal year, Bartlett & Co. Wealth Management’s separately managed accounts held 59% exchange-traded equities, 23% registered funds (mutual funds, ETFs, BDCs), 6% investment grade corporate bonds, 4% state and local bonds, 4% cash and equivalents, 3% U.S. government and agency bonds and 1% alternative assets. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Bartlett & Co. Wealth Management?
Bartlett & Co. Wealth Management is owned through a chain of holding companies by Ferdinand FFP Parent, Inc. and Clayton, Dubilier & Rice Fund Xii, L.P. Its direct owner is Focus Operating, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Bartlett & Co. Wealth Management get paid?
Bartlett & Co. Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file