Top 10 financial advisor firms in Ohio

288 SEC-registered financial advisor firms are headquartered in Ohio, with $363B in combined regulatory assets under management. The largest by assets are Mai Capital Management ($52.1B), Clearstead Advisors ($33.9B) and Sequoia Financial Advisors ($32.2B).

288
Financial advisor firms: $363B
Their combined AUM: $330M
Median firm AUM: 68,590
Clients of the top 10

The 10 largest by assets

1
Mai Capital Management
RIA
$52.1B
0.80% to 1.00% a year
2
Clearstead Advisors
RIA
$33.9B
0.10% to 1.00% a year
3
Sequoia Financial Advisors
RIA
$32.2B
Regulatory AUM
4
Johnson Investment Counsel
RIA
$23B
0.50% to 1.00% a year
5
Bartlett & Co. Wealth Management
RIA
$10.3B
0.50% to 1.00% a year
6
Mgo One Seven
RIA
$7.72B
0.05% to 2.00% a year
7
Carnegie Capital Asset Management
RIA
$7.51B
1.50% to 1.75% a year
8
Truepoint
RIA
$6.39B
0.45% to 1.00% a year
9
TFO Wealth Partners
RIA
$5.66B
Up to 1.50% a year
10
Stratos Wealth Advisors
RIA
$5.57B
Up to 2.00% a year

Profiles of the top 10

No. 1 · RIA

Mai Capital Management

Mai Capital Management is an investment adviser based in Cleveland, OH, registered with the SEC since 2000. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $52.1 billion, as filed on 1 October 2026.

Mai Capital Management charges 0.80%–1.00% a year for its Investment Management, Blended Asset Allocation.

Regulatory AUM: $52.1B
Clients: 16,261
Advisory staff: 230
Fee schedule: 0.80% to 1.00% a year
Minimum account: $500,000
Custodians: Fidelity, Charles Schwab
Headquarters: 6050 Oak Tree BLVD, Suite 500, Cleveland, OH 44131
Phone: 216-920-4800
Website: maiinvest.com

No. 2 · RIA

Clearstead Advisors

Clearstead Advisors is an investment adviser based in Cleveland, OH, registered with the SEC since 1988. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and pension and profit-sharing plans. Its regulatory assets under management total $33.9 billion, as filed on 31 July 2026.

Clearstead Advisors charges 0.10%–1.00% a year for its Investment Advisory Fees.

Regulatory AUM: $33.9B
Clients: 4,819
Advisory staff: 104
Fee schedule: 0.10% to 1.00% a year
Custodians: Fidelity, Charles Schwab
Headquarters: 1100 Superior Ave East, Suite 700, Cleveland, OH 44114
Phone: 216-621-1090
Website: clearstead.com

No. 3 · RIA

Sequoia Financial Advisors

Sequoia Financial Advisors is an investment adviser based in Akron, OH, registered with the SEC since 2002. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and pooled investment vehicles. Its regulatory assets under management total $32.2 billion, as filed on 24 August 2026.

Regulatory AUM: $32.2B
Clients: 11,218
Advisory staff: 195
Custodians: Charles Schwab, Fidelity
Headquarters: 3500 Embassy Parkway, Akron, OH 44333
Phone: 330-375-9480
Website: sequoia-financial.com

No. 4 · RIA

Johnson Investment Counsel

Johnson Investment Counsel is an investment adviser based in Cincinnati, OH, registered with the SEC since 2001. It provides financial planning and investment management. Its clients include high-net-worth individuals, investment companies, and corporations and other businesses. Its regulatory assets under management total $23 billion, as filed on 19 May 2026.

Johnson Investment Counsel charges 0.50%–1.00% a year for its Portfolio Management Fees.

Regulatory AUM: $23B
Clients: 5,470
Advisory staff: 76
Fee schedule: 0.50% to 1.00% a year
Custodians: Charles Schwab, US Bank
Headquarters: 3777 West Fork Road, Cincinnati, OH 45247
Phone: 513-661-3100
Website: johnsoninv.com

No. 5 · RIA

Bartlett & Co. Wealth Management

Bartlett & Co. Wealth Management is an investment adviser based in Cincinnati, OH, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and charitable organizations. Its regulatory assets under management total $10.3 billion, as filed on 31 March 2026.

Bartlett & Co. Wealth Management charges 0.50%–1.00% a year for its Wealth Management Accounts.

Regulatory AUM: $10.3B
Clients: 2,263
Advisory staff: 34
Fee schedule: 0.50% to 1.00% a year
Minimum account: $2,000,000
Custodians: Charles Schwab, Fifth Third Securities
Headquarters: 600 Vine Street, Suite 2100, Cincinnati, OH 45202-2466
Phone: 513-621-4612
Website: bartlett1898.com

No. 6 · RIA

Mgo One Seven

Mgo One Seven is an investment adviser based in Beachwood, OH, registered with the SEC since 2016. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $7.72 billion, as filed on 22 April 2026.

Mgo One Seven charges 0.05%–2.00% a year for its Investment Management Services.

Regulatory AUM: $7.72B
Clients: 16,335
Advisory staff: 95
Fee schedule: 0.05% to 2.00% a year
Custodians: Charles Schwab, Raymond James, Axos Clearing, Fidelity, Folio Investments
Headquarters: 24400 Chagrin BLVD., Suite 310, Beachwood, OH 44122
Phone: 216-865-1700
Website: weareoneseven.com

No. 7 · RIA

Carnegie Capital Asset Management

Carnegie Capital Asset Management is an investment adviser based in Pepper Pike, OH, registered with the SEC since 2009. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $7.51 billion, as filed on 9 July 2026.

Carnegie Capital Asset Management charges 1.50%–1.75% a year for its Investment Supervisory Services.

Regulatory AUM: $7.51B
Clients: 3,281
Advisory staff: 39
Fee schedule: 1.50% to 1.75% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725
Phone: 216-367-4114
Website: carnegieinvest.com

No. 8 · RIA

Truepoint

Truepoint is an investment adviser based in Cincinnati, OH, registered with the SEC since 1985. It provides financial planning and investment management. Its clients include high-net-worth individuals, charitable organizations and individual clients. Its regulatory assets under management total $6.39 billion, as filed on 31 August 2026.

Truepoint charges 0.45%–1.00% a year for its Wealth Management.

Regulatory AUM: $6.39B
Clients: 1,934
Advisory staff: 37
Fee schedule: 0.45% to 1.00% a year
Custodians: Fidelity
Headquarters: 9999 Carver Road, Suite 200, Cincinnati, OH 45242
Phone: 513-792-6648
Website: truepointwealth.com

No. 9 · RIA

TFO Wealth Partners

TFO Wealth Partners is an investment adviser based in Maumee, OH, registered with the SEC since 2003. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $5.66 billion, as filed on 24 April 2026.

TFO Wealth Partners charges up to 1.50% a year for its Investment Management, Family Office & Retirement Plan.

Regulatory AUM: $5.66B
Clients: 1,986
Advisory staff: 55
Fee schedule: Up to 1.50% a year
Custodians: Charles Schwab
Headquarters: 1440 Arrowhead Drive, Maumee, OH 43537
Phone: 419-891-9999
Website: tfopartners.com

No. 10 · RIA

Stratos Wealth Advisors

Stratos Wealth Advisors is an investment adviser based in Beachwood, OH, registered with the SEC since 2016. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $5.57 billion, as filed on 1 October 2026.

Stratos Wealth Advisors charges up to 2.00% a year for its Advisor-Managed Non-Wrap Accounts.

Regulatory AUM: $5.57B
Clients: 5,023
Advisory staff: 67
Fee schedule: Up to 2.00% a year
Minimum account: $10,000
Custodians: Fidelity, Charles Schwab
Headquarters: 3750 Park East Drive, Suite 200, Beachwood, OH 44122
Phone: 440-519-2500
Website: stratoswealthadvisors.com

Questions about financial advisors in Ohio

How many financial advisor firms are headquartered in Ohio?

288 SEC-registered financial advisor firms report their principal office in Ohio, managing $363B in regulatory assets between them. The other 99 advisers headquartered in the state are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Ohio?

Mai Capital Management, with $52.1B in regulatory assets under management on its latest Form ADV. The next largest are Clearstead Advisors ($33.9B) and Sequoia Financial Advisors ($32.2B).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Ohio?

The median firm manages $330M in regulatory assets. That is the midpoint of the 288 firms headquartered in Ohio.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Ohio charge?

Of the 10 largest firms, 9 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Ohio?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the state and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters state.

Source: Niva directory methodology

Ohio has 288 financial advisor firms; see every adviser in the state →

The 10 largest by assets

Profiles of the top 10

Questions about financial advisors in Ohio

Top financial advisor firms by city in Ohio