Top 5 financial advisor firms in Springboro

5 SEC-registered financial advisor firms are headquartered in Springboro, OH, with $963M in combined regulatory assets under management. The largest by assets are Invest Capital Partners ($272M), Kiplinger Investment Advisors ($262M) and Wealth Advisors ($202M).

5
Financial advisor firms: $963M
Their combined AUM: $202M
Median firm AUM: 2,071
Clients of the top 5

The 5 largest by assets

1
Invest Capital Partners
RIA
$272M
1.75% to 2.50% a year
2
Kiplinger Investment Advisors
RIA
$262M
0.70% to 2.00% a year
3
Wealth Advisors
RIA
$202M
0.50% to 1.50% a year
4
Axim Wealth Management
RIA
$127M
1.25% to 2.75% a year
5
Financial Counseling
RIA
$100M
Regulatory AUM

Profiles of the top 5

No. 1 · RIA

Invest Capital Partners

Invest Capital Partners is an investment adviser based in Springboro, OH, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $272 million, as filed on 5 January 2026.

Invest Capital Partners charges 1.75%–2.50% a year for its Portfolio Management Services.

Regulatory AUM: $272M
Clients: 661
Advisory staff: 9
Fee schedule: 1.75% to 2.50% a year
Custodians: Raymond James, Charles Schwab
Headquarters: 550 S. Main Street, Springboro, OH 45066
Phone: 937-557-3200
Website: mwm.financial

No. 2 · RIA

Kiplinger Investment Advisors

Kiplinger Investment Advisors is an investment adviser based in Springboro, OH, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $262 million, as filed on 27 March 2026.

Kiplinger Investment Advisors charges 0.70%–2.00% a year for its Asset management services.

Regulatory AUM: $262M
Clients: 434
Advisory staff: 5
Fee schedule: 0.70% to 2.00% a year
Minimum account: $25,000
Custodians: Charles Schwab, Altruist
Headquarters: 24 Remick BLVD, Springboro, OH 45066-9557
Phone: 937-886-1442
Website: kiplingerwealth.com

No. 3 · RIA

Wealth Advisors

Wealth Advisors is an investment adviser based in Springboro, OH, registered with the SEC since 2024. It provides investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $202 million, as filed on 17 February 2026.

Wealth Advisors charges 0.50%–1.50% a year for its Asset Allocation Services Fee.

Regulatory AUM: $202M
Clients: 272
Advisory staff: 3
Founded: 2005
Fee schedule: 0.50% to 1.50% a year
Custodians: Fidelity
Headquarters: 115 South Main Street, Springboro, OH 45066
Phone: 937-748-4765
Website: mccarthywealth.com

No. 4 · RIA

Axim Wealth Management

Axim Wealth Management is an investment adviser based in Springboro, OH, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $127 million, as filed on 1 October 2026.

Axim Wealth Management charges 1.25%–2.75% a year for its Asset Management.

Regulatory AUM: $127M
Clients: 287
Advisory staff: 1
Fee schedule: 1.25% to 2.75% a year
Custodians: Charles Schwab
Headquarters: 4 Sycamore Creek Drive, Springboro, OH 45066
Phone: 937-291-2060
Website: aximwealth.com

No. 5 · RIA

Financial Counseling

Financial Counseling is an investment adviser based in Springboro, OH, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $100 million, as filed on 20 April 2026.

Regulatory AUM: $100M
Clients: 417
Advisory staff: 3
Custodians: Charles Schwab
Headquarters: 582 N. Main St., Springboro, OH 45066
Phone: 937-748-8710
Website: financialcounselinginc.com

Questions about financial advisors in Springboro

How many financial advisor firms are headquartered in Springboro?

5 SEC-registered financial advisor firms report their principal office in Springboro, OH, managing $963M in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Springboro?

Invest Capital Partners, with $272M in regulatory assets under management on its latest Form ADV. The next largest are Kiplinger Investment Advisors ($262M) and Wealth Advisors ($202M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Springboro?

The median firm manages $202M in regulatory assets. That is the midpoint of the 5 firms headquartered in Springboro.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Springboro charge?

Of the 5 largest firms, 4 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.50% to 2.75% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Springboro?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Springboro has 5 financial advisor firms; see every adviser in the city →