Top 7 financial advisor firms in Independence

7 SEC-registered financial advisor firms are headquartered in Independence, OH, with $6.7B in combined regulatory assets under management. The largest by assets are Fairway Wealth ($2.98B), Strategic Wealth Partners ($1.64B) and Tempo Wealth ($804M).

7
Financial advisor firms: $6.7B
Their combined AUM: $572M
Median firm AUM: 6,322
Clients of the top 7

The 7 largest by assets

1
Fairway Wealth
RIA
$2.98B
0.25% to 1.00% a year
2
Strategic Wealth Partners
RIA
$1.64B
0.20% to 2.00% a year
3
Tempo Wealth
RIA
$804M
Regulatory AUM
4
Prasad Wealth Partners
RIA
$572M
1.25% to 2.25% a year
5
GatePass Capital
RIA
$299M
0.35% to 1.25% a year
6
Independence Wealth Advisors
RIA
$210M
0.80% to 2.00% a year
7
Enza Financial
RIA
$191M
0.50% to 1.50% a year

Profiles of the top 7

No. 1 · RIA

Fairway Wealth

Fairway Wealth is an investment adviser based in Independence, OH, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $2.98 billion, as filed on 13 March 2026.

Fairway Wealth charges 0.25%–1.00% a year for its Wealth Management.

Regulatory AUM: $2.98B
Clients: 322
Advisory staff: 9
Fee schedule: 0.25% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 6055 Rockside Woods BLVD., Suite 330, Independence, OH 44131
Phone: 216-573-7200
Website: fairwaywealth.com

No. 2 · RIA

Strategic Wealth Partners

Strategic Wealth Partners is an investment adviser based in Independence, OH, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $1.64 billion, as filed on 29 March 2026.

Strategic Wealth Partners charges 0.20%–2.00% a year for its Comprehensive Portfolio Management.

Regulatory AUM: $1.64B
Clients: 3,674
Advisory staff: 20
Fee schedule: 0.20% to 2.00% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 5005 Rockside Road, Suite 1200, Independence, OH 44131-6829
Phone: 216-800-9000
Website: swpconnect.com

No. 3 · RIA

Tempo Wealth

Tempo Wealth is an investment adviser based in Independence, OH, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $804 million, as filed on 17 March 2026.

Regulatory AUM: $804M
Clients: 853
Advisory staff: 5
Founded: 2025
Custodians: Charles Schwab, Nationwide Securities, Altruist
Headquarters: 6133 Rockside Road, Building II, Suite 400, Independence, OH 44131
Phone: 440-568-3676
Website: tempowealth.com

No. 4 · RIA

Prasad Wealth Partners

Prasad Wealth Partners is an investment adviser based in Independence, OH, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $572 million, as filed on 7 July 2026.

Prasad Wealth Partners charges 1.25%–2.25% a year for its Investment Management Services.

Regulatory AUM: $572M
Clients: 729
Advisory staff: 5
Fee schedule: 1.25% to 2.25% a year
Custodians: Fidelity
Headquarters: 6050 Oak Tree BLVD., Suite 100, Independence, OH 44131
Phone: 216-313-9999

No. 5 · RIA

GatePass Capital

GatePass Capital is an investment adviser based in Independence, OH, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $299 million, as filed on 19 June 2026.

GatePass Capital charges 0.35%–1.25% a year for its Individual client investment management.

Regulatory AUM: $299M
Clients: 167
Advisory staff: 5
Founded: 2023
Fee schedule: 0.35% to 1.25% a year
Minimum account: $500,000
Custodians: Fidelity, Charles Schwab, J.P. Morgan, The Capital Group Companies, Ameritas Life Insurance
Headquarters: 5005 Rockside Road, Suite 230, Independence, OH 44131
Phone: 833-428-3727
Website: gatepasscapital.com

No. 6 · RIA

Independence Wealth Advisors

Independence Wealth Advisors is an investment adviser based in Independence, OH, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $210 million, as filed on 11 June 2026.

Independence Wealth Advisors charges 0.80%–2.00% a year for its Portfolio Management Services.

Regulatory AUM: $210M
Clients: 379
Advisory staff: 5
Fee schedule: 0.80% to 2.00% a year
Custodians: Charles Schwab
Headquarters: 6100 Oak Tree BLVD South, Suite 130, Independence, OH 44131
Phone: 216-268-3888
Website: iwadirect.com

No. 7 · RIA

Enza Financial

Enza Financial is an investment adviser based in Independence, OH, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $191 million, as filed on 2 March 2026.

Enza Financial charges 0.50%–1.50% a year for its Portfolio management services.

Regulatory AUM: $191M
Clients: 198
Advisory staff: 4
Fee schedule: 0.50% to 1.50% a year
Custodians: Charles Schwab
Headquarters: 6450 Rockside Woods BLVD S, Suite 150, Independence, OH 44131
Phone: 216-236-0700
Website: enzafinancial.com

Questions about financial advisors in Independence

How many financial advisor firms are headquartered in Independence?

7 SEC-registered financial advisor firms report their principal office in Independence, OH, managing $6.7B in regulatory assets between them. The other 4 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Independence?

Fairway Wealth, with $2.98B in regulatory assets under management on its latest Form ADV. The next largest are Strategic Wealth Partners ($1.64B) and Tempo Wealth ($804M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Independence?

The median firm manages $572M in regulatory assets. That is the midpoint of the 7 firms headquartered in Independence.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Independence charge?

Of the 7 largest firms, 6 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.25% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Independence?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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