Fairway Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 251–500 clients last fiscal year.
Fairway Wealth reports 322 clients. They include 268 high-net-worth individuals, 53 individual clients and 1 corporate or other business client. Of its assets, 43.7% ($1.3B across 111 accounts) are managed with discretion; $1.68B across 211 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 16% | <1% |
| High-net-worth individuals | 83% | 99% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 53 | $28.9M | 1.0% | $545K |
| High-net-worth individuals | 268 | $2.95B | 98.9% | $11M |
| Corporations and other businesses | 1 | $2.43M | 0.1% | $2.43M |
| Total | 322 | $2.98B | 100% | $9.25M |
- Clients
- 53
- Regulatory AUM
- $28.9M
- AUM share
- 1.0%
- Avg. per client
- $545K
- Clients
- 268
- Regulatory AUM
- $2.95B
- AUM share
- 98.9%
- Avg. per client
- $11M
- Clients
- 1
- Regulatory AUM
- $2.43M
- AUM share
- 0.1%
- Avg. per client
- $2.43M
Total
- Clients
- 322
- Regulatory AUM
- $2.98B
- AUM share
- 100%
- Avg. per client
- $9.25M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Fairway Wealth charges 0.25%–1.00% a year for its Wealth Management. Each asset band is charged at its own rate. The fee is billed in advance and has a $15,000 annual minimum. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 1.00% |
| $2M–$5M | 0.75% |
| $5M–$10M | 0.50% |
| $10M and above | 0.25% |
Fee details and sources
Other fees
- Hourly Project Services
- Hourly fees for a specific project range from $100 to $400 per hour, under a separate signed service agreement.
Focus Operating, LLC owns 75% or more of Fairway Wealth and is in turn owned by Focus Financial Partners, LLC (75% or more). The leadership team of Fairway Wealth includes President Mark Weiskind. It has 23 employees, 9 of them in advisory roles.
Leadership
- Mark WeiskindPresident
- Charles AvarelloCFO
- Christopher MartinSecretary
- Brian TullioCCO
Investment adviser representatives
15 representatives listed in the SEC register as of 9 October 2026.
- Charles Joseph Avarello
- Alex Canitano
- Vincent Angelo DiGiacomo
- Franco DiLiberto
- Matthew MC Rae Garrott
- Daniel Raymond Gaugler
- Kristen April Kuzma
- Christopher Thomas Martin
- Carter John McAbier
- Taylor E Papiernik
- Dina Leader Powers Mrs
- Blake Michael Rudy
- Daniel S Shomper
- Brian Michael Tullio
- Mark Steven Weiskind
Staff
- 23 employees
- 9 in advisory functions
- 15 state-registered reps
- Owns 75% or more of Fairway Wealth LLC
Focus Operating, LLC
Control person · since September 2020
- Owns 75% or more of Focus Operating, LLC
Focus Financial Partners, LLC
Control person · since January 2007
- Owns 50% to 75% of Focus Financial Partners, LLC
Focus Financial Partners Inc.
Control person · since July 2018
- Owns 75% or more of Focus Financial Partners Inc.
Ferdinand FFP Acquisition, LLC
Control person · since August 2023
- Owns 75% or more of Ferdinand FFP Acquisition, LLC
Ferdinand FFP Intermediate Holdings, LLC
Control person · since August 2023
- Owns 75% or more of Ferdinand FFP Intermediate Holdings, LLC
Ferdinand FFP Parent, Inc.
Control person · since August 2023
- Owns 75% or more of Focus Financial Partners Inc.
Ferdinand FFP Ultimate Holdings, LP
Control person · since August 2023
- Owns 50% to 75% of Ferdinand FFP Ultimate Holdings, LP
CD&R Ferdinand Holdings, L.P.
Control person · since August 2023
- Owns 50% to 75% of CD&R Ferdinand Holdings, L.P.
Clayton, Dubilier & Rice Fund Xii, L.P.
Control person · since August 2023
- Owns 25% to 50% of CD&R Ferdinand Holdings, L.P.
CD&R Ferdinand Co-Investor, L.P.
Control person · since August 2023
Fairway Wealth’s regulatory assets grew 1.6× from $1.85B (March 2021) to $2.98B (March 2026); clients rose from 250 to 322 and employees from 14 to 23.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $2.98B | 322 | 23 | 1 |
| March 2025 | $2.61B | 293 | 22 | 1 |
| March 2024 | $2.35B | 272 | 20 | 1 |
| March 2023 | $1.65B | 266 | 17 | 1 |
| March 2022 | $2.02B | 268 | 16 | 1 |
| March 2021 | $1.85B | 250 | 14 | 1 |
Besides its headquarters, Fairway Wealth has 0 offices, with 1 listed address in Ohio.
Ohio · 1 listed address
- 6055 Rockside Woods BLVD., Suite 330, IndependenceHQ
Contact and registration details
- Legal name
- Fairway Wealth LLC
- Headquarters
- 6055 Rockside Woods BLVD., Suite 330, Independence, OH 44131
- Website
- fairwaywealth.com
- Phone
- 216-573-7200
- @fairway-wealth-management
- SEC file
- 801-119777
- Structure
- Delaware LLC
- Fiscal year end
- December
Fairway Wealth uses Charles Schwab ($2.76B) as custodian for its separately managed accounts. Fairway Wealth has custody of $916M in client assets for 203 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $2.76B100%
At year end, Fairway Wealth’s separately managed accounts were mostly in funds (64%) and stocks (23%). Its reported 13F holdings for the quarter ended 30 June 2026 total $437M across 239 positions; the largest are Vanguard S&P 500 ETF (11.0%), Powershares Qqq TR (7.7%) and Invesco S&P 500 Equal Weight ETF (6.6%).
What the accounts hold
- Stocks23%
- Funds64%
- Bonds9%
- State and local bonds8%
- U.S. government and agency bonds1%
- Cash4%
Reported 13F holdings
- $437M
- Reported 13F value
- 239
- Positions
- 63.5%
- In the 10 largest
- +15.4%
- Value vs. prior quarter
- Vanguard S&P 500 ETFETF11.0%
- Powershares Qqq TRETF7.7%
- Invesco S&P 500 Equal Weight ETFETF6.6%
- iShares S&P 500 IndexETF6.6%
- Vanguard FTSE Developed Markets ETFETF6.3%
- Wisdomtree Large Cap DividendETF5.8%
- Vanguard Extended Market ETFETF5.3%
- iShares S&P Smallcap 600 ETFETF4.8%
- Vanguard Short Term Infl-protectedETF4.7%
- iShares Core MSCI EafeETF4.7%
Together, the ten largest are 63.5% of reported value.
How many clients does Fairway Wealth have?
Fairway Wealth has 322 clients and manages $2.98 billion for them, as of March 2026. They include 268 high-net-worth individuals, 53 individual clients and 1 corporate or other business client.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026
What services does Fairway Wealth offer?
Fairway Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Fairway Wealth charge?
Fairway Wealth charges 0.25%–1.00% a year for its Wealth Management. Each asset band is charged at its own rate. The fee is billed in advance and has a $15,000 annual minimum.
Source: FAIRWAY WEALTH LLC PART 2A - MARCH 2026 UPDATE, filed 13 March 2026
Which custodians does Fairway Wealth use?
Fairway Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $2.76B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026
How many financial advisors does Fairway Wealth have?
Fairway Wealth has 15 investment adviser representatives registered with state securities authorities, out of 23 employees, and 9 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Fairway Wealth invest in?
At the end of its last fiscal year, Fairway Wealth’s separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 23% exchange-traded equities, 8% state and local bonds, 4% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Fairway Wealth?
Fairway Wealth is owned through a chain of holding companies by Ferdinand FFP Parent, Inc., CD&R Ferdinand Co-Investor, L.P. and Clayton, Dubilier & Rice Fund Xii, L.P. Its direct owner is Focus Operating, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 13 March 2026
How does Fairway Wealth get paid?
Fairway Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Fairway Wealth registered with the SEC?
Yes, Fairway Wealth has been registered with the SEC as an investment adviser since 12 November 2020. Its CRD number is 311031 and its SEC file number is 801-119777.
Source: Form ADV Part 1A, Item 1, filed 13 March 2026; IAPD firm record
How do I contact Fairway Wealth?
Fairway Wealth’s main office is at 6055 Rockside Woods BLVD., Suite 330, Independence, OH 44131. Its phone number is 216-573-7200. Its website is fairwaywealth.com.