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Top 4 financial advisor firms in Toledo

4 SEC-registered financial advisor firms are headquartered in Toledo, OH, with $2.44B in combined regulatory assets under management. The largest by assets are KMG Fiduciary Partners ($1.67B), Croak Asset Management ($364M) and Structured Wealth Management ($227M).

4
Financial advisor firms
$2.44B
Their combined AUM
$295M
Median firm AUM
2,722
Clients of the top 4

The 4 largest by assets

  1. 1
    KMG Fiduciary Partners

    RIA

    $1.67B

  2. 2
    Croak Asset Management

    RIA

    $364M

  3. 3
    Structured Wealth Management

    RIA

    $227M

  4. 4
    Alan B. Lancz & Associates

    RIA

    $175M

Profiles of the top 4

No. 1 · RIA

KMG Fiduciary Partners

KMG Fiduciary Partners is an investment adviser based in Toledo, OH, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $1.67 billion, as filed on 12 May 2026.

KMG Fiduciary Partners charges 0.50%–1.50% a year for its Asset management services.

Regulatory AUM
$1.67B
Clients
1,310
Advisory staff
10
Fee schedule
0.50% to 1.50% a year
Custodians
Fidelity
Headquarters
7530 Kings Pointe Road, Toledo, OH 43617
Phone
419-517-8040
Website
kmgfp.com

No. 2 · RIA

Croak Asset Management

Croak Asset Management is an investment adviser based in Toledo, OH, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $364 million, as filed on 23 April 2026.

Croak Asset Management charges 0.95%–1.35% a year for its Portfolio Management Services.

Regulatory AUM
$364M
Clients
784
Advisory staff
6
Fee schedule
0.95% to 1.35% a year
Custodians
Charles Schwab
Headquarters
432 N Superior St., Toledo, OH 43604
Phone
419-464-7000
Website
camtoledo.com

No. 3 · RIA

Structured Wealth Management

Structured Wealth Management is an investment adviser based in Toledo, OH, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include individuals and corporations and other businesses. Its regulatory assets under management total $227 million, as filed on 27 February 2026.

Structured Wealth Management charges 0.60%–1.50% a year for its Traditional tiered schedule.

Regulatory AUM
$227M
Clients
527
Advisory staff
2
Fee schedule
0.60% to 1.50% a year
Minimum account
$250,000
Headquarters
2778 Centennial Road, Ste A, Toledo, OH 43617
Phone
419-517-1227
Website
structuredplan.com

No. 4 · RIA

Alan B. Lancz & Associates

Alan B. Lancz & Associates is an investment adviser based in Toledo, OH, registered with the SEC since 1985. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and pooled investment vehicles. Its regulatory assets under management total $175 million, as filed on 24 March 2026.

Regulatory AUM
$175M
Clients
101
Advisory staff
1
Custodians
Charles Schwab, Fidelity
Headquarters
3435 N Holland Sylvania RD, Toledo, OH 43615
Phone
419-536-5200
Website
ablonline.com

Questions about financial advisors in Toledo

How many financial advisor firms are headquartered in Toledo?

4 SEC-registered financial advisor firms report their principal office in Toledo, OH, managing $2.44B in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Toledo?

KMG Fiduciary Partners, with $1.67B in regulatory assets under management on its latest Form ADV. The next largest are Croak Asset Management ($364M) and Structured Wealth Management ($227M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Toledo?

The median firm manages $295M in regulatory assets. That is the midpoint of the 4 firms headquartered in Toledo.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Toledo charge?

Of the 4 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.35% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Toledo?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Toledo has 4 financial advisor firms; see every adviser in the city →

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