Structured Wealth Management provides financial planning, portfolio management for individuals and small businesses, and educational seminars. Financial planning was provided to 11–25 clients last fiscal year.
Structured Wealth Management reports 527 clients. They include 523 individuals and 4 corporations and other businesses. Of its assets, 100.0% ($227M across 527 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 99% | 100% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 523 | $226M | 99.8% | $433K |
| Corporations and other businesses | 4 | $542K | 0.2% | $136K |
| Total | 527 | $227M | 100% | $431K |
- Clients
- 523
- Regulatory AUM
- $226M
- AUM share
- 99.8%
- Avg. per client
- $433K
- Clients
- 4
- Regulatory AUM
- $542K
- AUM share
- 0.2%
- Avg. per client
- $136K
Total
- Clients
- 527
- Regulatory AUM
- $227M
- AUM share
- 100%
- Avg. per client
- $431K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Structured Wealth Management charges 0.60%–1.50% a year for its Traditional tiered schedule. Each asset band is charged at its own rate. The fee is billed in arrears and requires an account of at least $250,000.
| Asset band | Annual rate |
|---|---|
| $0–$250K | 1.50% |
| $250K–$500K | 1.25% |
| $500K–$1M | 1.10% |
| $1M–$2M | 1.00% |
| $2M–$5M | 0.80% |
| $5M and above | 0.60% |
Fee details and sources
Thomas Rogers owns 50% to 75% of Structured Wealth Management. It has 4 employees, 2 of them in advisory roles.
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of Structured Wealth Management, Inc.
Thomas Rogers
Control person · since May 2025
- Owns 50% to 75% of Structured Wealth Management, Inc.
Brian Schmitz
Control person · since October 2009
Structured Wealth Management’s regulatory assets grew from $169M (June 2025) to $227M (February 2026); clients rose from 340 to 527 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $227M | 527 | 4 | 2 |
| Jun 2025June 2025 | $169M | 340 | 4 | 2 |
Besides its headquarters, Structured Wealth Management has 1 office, with 2 listed addresses across 2 states.
Ohio · 1 listed address
- 2778 Centennial Road, Ste A, ToledoHQ
Texas · 1 listed address
- 12000 Gainesway Court, Haslet
Other business names
Structured Wealth Management has reported 1 other business name to the SEC.
- SWM Tax
Contact and registration details
- Legal name
- Structured Wealth Management, Inc.
- Headquarters
- 2778 Centennial Road, Ste A, Toledo, OH 43617
- Website
- structuredplan.com
- Phone
- 419-517-1227
- SEC file
- 801-133861
- Structure
- Ohio corporation
- Fiscal year end
- December
Structured Wealth Management does not have custody of client assets.
At year end, Structured Wealth Management’s separately managed accounts were mostly in stocks (94%).
What the accounts hold
- Stocks94%
- Cash6%
How many clients does Structured Wealth Management have?
Structured Wealth Management has 527 clients and manages $227 million for them, as of February 2026. They include 523 individuals and 4 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 February 2026
What services does Structured Wealth Management offer?
Structured Wealth Management provides financial planning, portfolio management for individuals and small businesses, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Structured Wealth Management charge?
Structured Wealth Management charges 0.60%–1.50% a year for its Traditional tiered schedule. Each asset band is charged at its own rate. The fee is billed in arrears and requires an account of at least $250,000.
How many financial advisors does Structured Wealth Management have?
Structured Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Structured Wealth Management invest in?
At the end of its last fiscal year, Structured Wealth Management’s separately managed accounts held 94% exchange-traded equities and 6% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Structured Wealth Management have a minimum investment?
Yes, Structured Wealth Management’s minimum account size for its Traditional tiered schedule is $250K.
Who owns Structured Wealth Management?
Structured Wealth Management’s direct owners are Thomas Rogers (50% to 75%) and Brian Schmitz (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 27 February 2026
How does Structured Wealth Management get paid?
Structured Wealth Management is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Structured Wealth Management?
Structured Wealth Management’s main office is at 2778 Centennial Road, Ste A, Toledo, OH 43617. Its phone number is 419-517-1227. Its website is structuredplan.com.
