Thomas Rogers has been Owner/CCO of Structured Wealth Management since May 2025, is a control person of the firm and directly owns between 50% and 75% of it.
Structured Wealth Management, Inc. is a Toledo, OH firm with $227M under management, 527 clients and 2 advisers across 2 offices, as of its February 2026 filing.
Thomas Rogers is Partner, Financial Advisor at Structured Wealth Management in Toledo, Ohio. He joined Edward Jones in 1999. After leaving Edward Jones, he headed up a team at a company that was sold in 2008, and he then started Structured Wealth Management.
Thomas Rogers’ longest registration is the current one, 18 years at Structured Wealth Management since 2008. Before joining Structured Wealth Management in 2008, Thomas Rogers was registered through Obs Financial Services, Inc. and Advisortradz.
- Next Financial Group, Inc.– · 1 yearToledo, OH · Adviser representative · Firm CRD 46214
- – present · 18 yearsToledo, OH · Adviser representative · Firm CRD 146611
- Obs Financial Services, Inc.– · 1 yearSylvania, OH · Adviser representative · Firm CRD 138615
- Advisortradz– · 1 yearSylvania, OH · Adviser representative · Firm CRD 104281
Professional designations
Listed by Structured Wealth Management
- ChFEBC
- NSSA
Investment adviser representative registrations
Thomas Rogers is registered as an investment adviser representative in Ohio, since March 2008.
- OhioSince 28 March 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 26 August 1999 |
| Series 7 | General Securities Representative Examination | 24 August 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Kessel Rogers
- CRD
- 3251381
- Firm
- Structured Wealth Management · CRD 146611
- Role
- Owner/CCO
- Office
- 2778 CENTENNIAL ROAD, STE A, Toledo, OH 43617
- Registration
- Investment adviser registration
- In the industry since
- February 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- structuredplan.com
Where does Thomas Rogers work?
Thomas Rogers has been Owner/CCO of Structured Wealth Management, Inc. since May 2025, and is a control person of the firm.
Is Thomas Rogers a financial advisor?
Yes. Thomas Rogers has a current investment-adviser registration in Ohio, through Structured Wealth Management since March 2008.
How many years of experience does Thomas Rogers have?
Thomas Rogers has 21 years in the financial industry, since February 2005, across 4 adviser firms.
What exams has Thomas Rogers passed?
Thomas Rogers has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in August 1999. FINRA credited Thomas Rogers with the SIE, which began in October 2018.
Where did Thomas Rogers work before Structured Wealth Management?
Before Structured Wealth Management, Thomas Rogers was registered through Advisortradz, February 2005 to August 2006.
Where is Thomas Rogers based?
Thomas Rogers’ registered office is in Toledo, OH.
Is Thomas Rogers registered with FINRA?
No. Thomas Rogers has no current broker registration.
How can I verify Thomas Rogers’ record?
Search CRD 3251381 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Rogers’ full registration record.
