{"url":"https://nivawealth.com/firms/structured-wealth-management-146611","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/146611","regulatoryAum":226890000,"crd":"146611","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6175271","suffix":null,"lastName":"MANOL","firstName":"PAUL","middleName":"WILLIAM"},{"crd":"4687834","suffix":null,"lastName":"REITER","firstName":"NATHAN","middleName":"THOMAS"},{"crd":"3251381","suffix":null,"lastName":"ROGERS","firstName":"THOMAS","middleName":"KESSEL"},{"crd":"2612181","suffix":null,"lastName":"SCHMITZ","firstName":"BRIAN","middleName":"ANDREW"},{"crd":"4556248","suffix":null,"lastName":"WILSON","firstName":"CHRISTOPHER","middleName":"CHARLES"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-06-18","regulatoryAum":169000000,"clients":340,"employees":4,"offices":2},{"filedOn":"2026-02-27","regulatoryAum":226890000,"clients":527,"employees":4,"offices":2}],"secFileNumber":"801-133861","legalName":"Structured 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They include 523 individuals and 4 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Structured Wealth Management offer?","answer":"Structured Wealth Management provides financial planning, portfolio management for individuals and small businesses, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Structured Wealth Management charge?","answer":"Structured Wealth Management charges 0.60%–1.50% a year for its Traditional tiered schedule. Each asset band is charged at its own rate. The fee is billed in arrears and requires an account of at least $250,000.","source":"ADV PART 2, filed 27 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Structured Wealth Management have?","answer":"Structured Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Structured Wealth Management invest in?","answer":"At the end of its last fiscal year, Structured Wealth Management’s separately managed accounts held 94% exchange-traded equities and 6% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Structured Wealth Management have a minimum investment?","answer":"Yes, Structured Wealth Management’s minimum account size for its Traditional tiered schedule is $250K.","source":"ADV PART 2, filed 27 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Structured Wealth Management?","answer":"Structured Wealth Management’s direct owners are Thomas Rogers (50% to 75%) and Brian Schmitz (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 27 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Structured Wealth Management get paid?","answer":"Structured Wealth Management is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Structured Wealth Management?","answer":"Structured Wealth Management’s main office is at 2778 Centennial Road, Ste A, Toledo, OH 43617. Its phone number is 419-517-1227. Its website is structuredplan.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}