Alan B. Lancz & Associates provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and pension consulting. Financial planning was provided to 1–10 clients last fiscal year. The firm advises 2 private funds.
Alan B. Lancz & Associates reports 101 clients. They include 63 high-net-worth individuals, 36 individual clients and 2 pooled investment vehicles. Of its assets, 100.0% ($175M across 110 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 36% | 9% |
| High-net-worth individuals | 62% | 82% |
| Pooled investment vehicles | 2% | 3% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
| Charitable organizations | Fewer than 5 | 2% |
| Other client typesCorporations and other businesses | Not reported | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 36 | $15.5M | 8.9% | $432K |
| High-net-worth individuals | 63 | $143M | 81.7% | $2.27M |
| Pooled investment vehicles | 2 | $4.69M | 2.7% | $2.34M |
| Pension and profit-sharing plans | Fewer than 5 | $4.16M | 2.4% | — |
| Charitable organizations | Fewer than 5 | $4.35M | 2.5% | — |
| Corporations and other businesses | Fewer than 5 | $3.36M | 1.9% | — |
| Total | 101 | $175M | 100% | — |
- Clients
- 36
- Regulatory AUM
- $15.5M
- AUM share
- 8.9%
- Avg. per client
- $432K
- Clients
- 63
- Regulatory AUM
- $143M
- AUM share
- 81.7%
- Avg. per client
- $2.27M
- Clients
- 2
- Regulatory AUM
- $4.69M
- AUM share
- 2.7%
- Avg. per client
- $2.34M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.16M
- AUM share
- 2.4%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $4.35M
- AUM share
- 2.5%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $3.36M
- AUM share
- 1.9%
- Avg. per client
- —
Total
- Clients
- 101
- Regulatory AUM
- $175M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 2
- Financial planning clients last fiscal year
- 1–10
Alan B. Lancz & Associates is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- One-time plan fee of $500 for Retirement Income Planning or $2,400 for a Comprehensive Financial Plan, or hourly at $275, $115 or $58 an hour.
- SOUND Investing Services
- Annual fee of 0.50% on assets from $500,000 to $2,000,000, billed quarterly in advance; 0.65% under $500,000 with a $250 minimum per quarter; over $2M negotiable.
Alan Lancz owns 75% or more of Alan B. Lancz & Associates. The leadership team of Alan B. Lancz & Associates includes President Alan Lancz and Chief Compliance Officer John Dwyer. It has 4 employees, 1 of them in advisory roles.
Staff
- 4 employees
- 1 in advisory functions
- 1 state-registered rep
- 1 broker-dealer rep
- 1 insurance agent
- Owns 75% or more of Alan B. Lancz & Associates, Inc.
Alan Lancz
Control person · since March 1985
Alan B. Lancz & Associates’ regulatory assets went from $175M (May 2021) to $175M (March 2026); clients were 101 in both filings and employees fell from 6 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $175M | 101 | 4 | 1 |
| Apr 2025April 2025 | $162M | 159 | 4 | 1 |
| Apr 2024April 2024 | $162M | 157 | 3 | 1 |
| Aug 2023August 2023 | $150M | 102 | 2 | 1 |
| Mar 2022March 2022 | $191M | 100 | 4 | 1 |
| May 2021May 2021 | $175M | 105 | 6 | 1 |
Besides its headquarters, Alan B. Lancz & Associates has 0 offices, with 1 listed address in 1 state.
Ohio · 1 listed address
- 3435 N Holland Sylvania RD, ToledoHQ
Contact and registration details
- Legal name
- Alan B. Lancz & Associates, Inc.
- Headquarters
- 3435 N Holland Sylvania RD, Toledo, OH 43615
- Website
- ablonline.com
- Phone
- 419-536-5200
- @alan-b.-lancz-&-associates-inc.
- SEC file
- 801-24450
- Structure
- Ohio corporation
- Fiscal year end
- December
Alan B. Lancz & Associates’ named custodians for separately managed accounts are Charles Schwab ($132M, 81%) and Fidelity ($30.9M, 19%). Alan B. Lancz & Associates has custody of $3.47M for 33 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $132M81%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $30.9M19%
At year end, Alan B. Lancz & Associates’ separately managed accounts were mostly in stocks (70%) and funds (27%). Its reported 13F holdings for the quarter ended 30 June 2026 total $115M across 138 positions; the largest are Apple Inc. (8.9%), Alphabet Inc. (6.6%) and Alphabet Inc. (4.8%).
What the accounts hold
- Stocks70%
- Funds27%
- Cash3%
How many clients does Alan B. Lancz & Associates have?
Alan B. Lancz & Associates has 101 clients and manages $175 million for them, as of March 2026. They include 63 high-net-worth individuals, 36 individual clients and 2 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Alan B. Lancz & Associates offer?
Alan B. Lancz & Associates provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Alan B. Lancz & Associates use?
Alan B. Lancz & Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $132M and Fidelity Brokerage Services LLC (Smithfield, RI), with $30.9M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Alan B. Lancz & Associates have?
Alan B. Lancz & Associates has 1 investment adviser representative registered with state securities authorities, out of 4 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Alan B. Lancz & Associates invest in?
At the end of its last fiscal year, Alan B. Lancz & Associates’ separately managed accounts held 70% exchange-traded equities, 27% registered funds (mutual funds, ETFs, BDCs) and 3% cash and equivalents. It advises 2 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Alan B. Lancz & Associates?
Alan B. Lancz & Associates’ direct owner is Alan Lancz (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Alan B. Lancz & Associates get paid?
Alan B. Lancz & Associates is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Alan B. Lancz & Associates?
Alan B. Lancz & Associates’ main office is at 3435 N Holland Sylvania RD, Toledo, OH 43615. Its phone number is 419-536-5200. Its website is ablonline.com.