Alan Lancz has been President of Alan B. Lancz & Associates since March 1985, is a control person of the firm and directly owns 75% or more of it.
Alan B. Lancz & Associates, Inc. is a Toledo, OH firm with $175M under management, 101 clients and 1 adviser in one office, as of its March 2026 filing.
- – present · 18 yearsToledo, OH · Adviser representative · Firm CRD 105363
Investment adviser representative registrations
Alan Lancz is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from March 2008; the most recent is Louisiana, in March 2023.
- LouisianaSince 31 March 2023
- OhioSince 19 November 2021
- TexasResidentSince 28 March 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 30 September 1983 |
| Series 7 | General Securities Representative Examination | 16 July 1983 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 June 1982 |
| Series 22 | Direct Participation Programs Representative Examination | 22 January 1982 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 June 1981 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Alan Bruce Lancz
- CRD
- 731986
- Firm
- Alan B. Lancz & Associates · CRD 105363
- Role
- President
- Office
- 3435 N. Holland Sylvania Road, Toledo, OH 43615
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1981
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Alan Lancz work?
Alan Lancz has been President of Alan B. Lancz & Associates, Inc. since March 1985, and is a control person of the firm.
Is Alan Lancz a financial advisor?
Yes. Alan Lancz has a current investment-adviser registration in Louisiana, Ohio and Texas, through Alan B. Lancz & Associates since March 2008.
How many years of experience does Alan Lancz have?
Alan Lancz has 45 years in the financial industry, since October 1981, across 1 adviser firm.
What exams has Alan Lancz passed?
Alan Lancz has passed 5 licensing exams: the Series 6, Series 22, Series 63, Series 7 and Series 24. The earliest, the Series 6, was passed in June 1981. FINRA credited Alan Lancz with the SIE, which began in October 2018.
Where is Alan Lancz based?
Alan Lancz’s registered office is in Toledo, OH.
Is Alan Lancz registered with FINRA?
Yes. Alan Lancz has a current broker registration, under CRD 731986.
Source: FINRA BrokerCheck
How can I verify Alan Lancz’s record?
Search CRD 731986 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Alan Lancz’s full registration record.