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Top 3 financial advisor firms in Lima

3 SEC-registered financial advisor firms are headquartered in Lima, OH, with $952M in combined regulatory assets under management. The largest by assets are Trueblood Wealth Management ($474M), Hardy & Hardy ($269M) and Reservoir Retirement Management ($209M).

3
Financial advisor firms
$952M
Their combined AUM
$269M
Median firm AUM
1,078
Clients of the top 3

The 3 largest by assets

  1. 1
    Trueblood Wealth Management

    RIA

    $474M

  2. 2
    Hardy & Hardy

    RIA

    $269M

  3. 3
    Reservoir Retirement Management

    RIA

    $209M

Profiles of the top 3

No. 1 · RIA

Trueblood Wealth Management

Trueblood Wealth Management is an investment adviser based in Lima, OH, registered with the SEC since 2022. It provides investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $474 million, as filed on 25 August 2026.

Trueblood Wealth Management charges up to 1.50% a year for its Comprehensive Portfolio Management.

Regulatory AUM
$474M
Clients
346
Advisory staff
2
Founded
2022
Fee schedule
Up to 1.50% a year
Custodians
Raymond James
Headquarters
2651 Shawnee RD, Lima, OH 45806
Phone
419-812-2998
Website
truebloodwealth.com

No. 2 · RIA

Hardy & Hardy

Hardy & Hardy is an investment adviser based in Lima, OH, registered with the SEC since 2024. It provides investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $269 million, as filed on 5 January 2026.

Hardy & Hardy charges 0.50%–1.25% a year for its Portfolio Management Services.

Regulatory AUM
$269M
Clients
272
Advisory staff
2
Fee schedule
0.50% to 1.25% a year
Minimum account
$50,000
Custodians
LPL Financial, Aegon USA Securities
Headquarters
3605 Shawnee Road, Lima, OH 45806
Phone
419-998-8955

No. 3 · RIA

Reservoir Retirement Management

Reservoir Retirement Management is an investment adviser based in Lima, OH, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $209 million, as filed on 18 February 2026.

Reservoir Retirement Management charges 0.75%–1.25% a year for its Investment Management Services.

Regulatory AUM
$209M
Clients
460
Advisory staff
2
Fee schedule
0.75% to 1.25% a year
Custodians
Capital Client Group, Charles Schwab
Headquarters
2100 Lost Creek Boulevard, Lima, OH 45804
Phone
567-289-2100

Questions about financial advisors in Lima

How many financial advisor firms are headquartered in Lima?

3 SEC-registered financial advisor firms report their principal office in Lima, OH, managing $952M in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Lima?

Trueblood Wealth Management, with $474M in regulatory assets under management on its latest Form ADV. The next largest are Hardy & Hardy ($269M) and Reservoir Retirement Management ($209M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Lima?

The median firm manages $269M in regulatory assets. That is the midpoint of the 3 firms headquartered in Lima.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Lima charge?

Of the 3 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.25% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Lima?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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