Hardy & Hardy provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and insurance.
Hardy & Hardy reports 272 clients. They include 154 high-net-worth individuals, 89 individual clients, and 29 pension and profit-sharing plans. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $269M across 272 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 33% | 33% |
| High-net-worth individuals | 57% | 57% |
| Pension and profit-sharing plans | 11% | 11% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 89 | $88.2M | 32.7% | $990K |
| High-net-worth individuals | 154 | $153M | 56.6% | $990K |
| Pension and profit-sharing plans | 29 | $28.7M | 10.7% | $990K |
| Total | 272 | $269M | 100% | $990K |
- Clients
- 89
- Regulatory AUM
- $88.2M
- AUM share
- 32.7%
- Avg. per client
- $990K
- Clients
- 154
- Regulatory AUM
- $153M
- AUM share
- 56.6%
- Avg. per client
- $990K
- Clients
- 29
- Regulatory AUM
- $28.7M
- AUM share
- 10.7%
- Avg. per client
- $990K
Total
- Clients
- 272
- Regulatory AUM
- $269M
- AUM share
- 100%
- Avg. per client
- $990K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Hardy & Hardy charges 0.50%–1.25% a year for its Portfolio Management Services. The fee is billed in advance, is negotiable and requires an account of at least $50,000.
Fee details and sources
Scott Jensen owns 50% to 75% of Hardy & Hardy. The leadership team of Hardy & Hardy includes Chief Compliance Officer Bradley Hardy. It has 2 employees.
Leadership
- Bradley HardyChief Compliance Officer
- Scott JensenManaging Partner
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
- Bradley Owen Hardy
- Scott Richard Jensen
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 broker-dealer reps
- 2 insurance agents
- Owns 50% to 75% of Hardy & Hardy Co LLC
Scott Jensen
Control person · since August 2023
- Owns 25% to 50% of Hardy & Hardy Co LLC
Bradley Hardy
Control person · since August 2007
Hardy & Hardy’s regulatory assets grew from $206M (May 2024) to $269M (January 2026); clients rose from 207 to 272 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| January 2026 | $269M | 272 | 2 | 1 |
| January 2025 | $252M | 324 | 2 | 1 |
| May 2024 | $206M | 207 | 2 | 1 |
Besides its headquarters, Hardy & Hardy has 0 offices, with 1 listed address in Ohio.
Ohio · 1 listed address
- 3605 Shawnee Road, LimaHQ
Contact and registration details
- Legal name
- Hardy & Hardy Co LLC
- Headquarters
- 3605 Shawnee Road, Lima, OH 45806
- Website
- Not reported
- Phone
- 419-998-8955
- SEC file
- 801-129299
- Structure
- Ohio LLC
- Fiscal year end
- December
Hardy & Hardy uses LPL Financial ($134M, 73%) and Aegon USA Securities ($49.5M, 27%) as custodians for its separately managed accounts. Hardy & Hardy does not have custody of client assets.
- LPL FinancialLPL Financial LLC · San Diago, CA · $134M73%
- Aegon USA SecuritiesAegon USA Securities, Inc. · Cedar Rapids, IA · $49.5M27%
At year end, Hardy & Hardy’s separately managed accounts were mostly in stocks (95%).
What the accounts hold
- Stocks95%
- Bonds1%
- Cash4%
How many clients does Hardy & Hardy have?
Hardy & Hardy has 272 clients and manages $269 million for them, as of January 2026. They include 154 high-net-worth individuals, 89 individual clients, and 29 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 January 2026
What services does Hardy & Hardy offer?
Hardy & Hardy provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Hardy & Hardy charge?
Hardy & Hardy charges 0.50%–1.25% a year for its Portfolio Management Services. The fee is billed in advance, is negotiable and requires an account of at least $50,000.
Source: HARDY & HARDY CO LLC - PART 2A FIRM BROCHURE, filed 5 January 2026
Which custodians does Hardy & Hardy use?
Hardy & Hardy’s separately managed account assets are held at LPL Financial LLC (San Diago, CA), with $134M and Aegon USA Securities, Inc. (Cedar Rapids, IA), with $49.5M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 January 2026
How many financial advisors does Hardy & Hardy have?
Hardy & Hardy has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Hardy & Hardy invest in?
At the end of its last fiscal year, Hardy & Hardy’s separately managed accounts held 95% exchange-traded equities, 4% cash and equivalents and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Hardy & Hardy have a minimum investment?
Yes, Hardy & Hardy’s minimum account size for its Portfolio Management Services is $50K.
Source: HARDY & HARDY CO LLC - PART 2A FIRM BROCHURE, filed 5 January 2026
Who owns Hardy & Hardy?
Hardy & Hardy’s direct owners are Bradley Hardy (25% to 50%) and Scott Jensen (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 5 January 2026
How does Hardy & Hardy get paid?
Hardy & Hardy is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Hardy & Hardy?
Hardy & Hardy’s main office is at 3605 Shawnee Road, Lima, OH 45806. Its phone number is 419-998-8955.