NivaLet’s talk

Top 3 financial advisor firms in Worthington

3 SEC-registered financial advisor firms are headquartered in Worthington, OH, with $956M in combined regulatory assets under management. The largest by assets are Royal Oak Financial Group ($416M), Balance Wealth Partners ($387M) and Worthington Financial Partners ($154M).

3
Financial advisor firms
$956M
Their combined AUM
$387M
Median firm AUM
1,301
Clients of the top 3

The 3 largest by assets

  1. 1
    Royal Oak Financial Group

    RIA

    $416M

  2. 2
    Balance Wealth Partners

    RIA

    $387M

  3. 3
    Worthington Financial Partners

    RIA

    $154M

Profiles of the top 3

No. 1 · RIA

Royal Oak Financial Group

Royal Oak Financial Group is an investment adviser based in Worthington, OH, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $416 million, as filed on 31 August 2026.

Royal Oak Financial Group charges 0.50%–2.00% a year for its Investment Supervisory Services.

Regulatory AUM
$416M
Clients
412
Founded
2004
Fee schedule
0.50% to 2.00% a year
Custodians
Interactive Brokers, Charles Schwab
Headquarters
5858 High Street, Worthington, OH 43085
Phone
614-842-6090
Website
royaloakfinancialgroup.com

No. 2 · RIA

Balance Wealth Partners

Balance Wealth Partners is an investment adviser based in Worthington, OH, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $387 million, as filed on 15 July 2026.

Regulatory AUM
$387M
Clients
553
Advisory staff
9
Custodians
Altruist, Charles Schwab
Headquarters
5701 North High Street, Suite 100, Worthington, OH 43085
Phone
800-551-7787
Website
balancewealth.com

No. 3 · RIA

Worthington Financial Partners

Worthington Financial Partners is an investment adviser based in Worthington, OH, registered with the SEC since 2021. It provides investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $154 million, as filed on 25 March 2026.

Regulatory AUM
$154M
Clients
336
Advisory staff
3
Custodians
Charles Schwab
Headquarters
57 East Wilson Bridge Road, Suite 300, Worthington, OH 43085
Phone
614-368-0769
Website
worthingtonwealth.com

Questions about financial advisors in Worthington

How many financial advisor firms are headquartered in Worthington?

3 SEC-registered financial advisor firms report their principal office in Worthington, OH, managing $956M in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Worthington?

Royal Oak Financial Group, with $416M in regulatory assets under management on its latest Form ADV. The next largest are Balance Wealth Partners ($387M) and Worthington Financial Partners ($154M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Worthington?

The median firm manages $387M in regulatory assets. That is the midpoint of the 3 firms headquartered in Worthington.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Worthington?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Worthington has 3 financial advisor firms; see every adviser in the city →

Top financial advisor firms in other Ohio cities