Career
James Hagerty has been CEO of Bartlett & Co. Wealth Management since January 2021. James Hagerty is a control person of the firm and directly owns under 5% of it.
Bartlett & Co. Wealth Management LLC is a Cincinnati, OH firm with $10.3B under management, 2,263 clients and 34 advisers across 3 offices, as of its March 2026 filing.
James B. Hagerty is CEO, Wealth Advisor and Principal at Bartlett. He provides advisory services to individuals, families, foundations, endowments and nonprofit institutions.
- – present · 8 yearsCincinatti, OH · Adviser representative · Firm CRD 292246
- Bartlett & Co. LLC– · 6 yearsCincinnati, OH · Adviser representative · Firm CRD 159973
- Bartlett & Co– · 12 yearsCincinnati, OH · Adviser representative · Firm CRD 112338
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Ohio | Approved | 27 April 2018 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 19 July 1996 |
| Series 7 | General Securities Representative Examination | 11 November 1994 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- James Brian Hagerty
- CRD
- 2546633
- Office
- 600 Vine Street, Suite 2100, Cincinatti, OH 45202
- Firm bio
- bartlett1898.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does James Hagerty work?
James Hagerty has been CEO of Bartlett & Co. Wealth Management LLC since January 2021, and is a control person of the firm.
Is James Hagerty a financial advisor?
Yes. James Hagerty has a current investment-adviser registration in Ohio, through Bartlett & Co. Wealth Management since April 2018.
How many years of experience does James Hagerty have?
James Hagerty has 26 years in the financial industry, since January 2000, across 3 adviser firms.
What exams has James Hagerty passed?
James Hagerty has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in November 1994.
Where did James Hagerty work before Bartlett & Co. Wealth Management?
Before Bartlett & Co. Wealth Management, James Hagerty was registered through Bartlett & Co. LLC, March 2012 to April 2018; Bartlett & Co, January 2000 to April 2012.
Where is James Hagerty based?
James Hagerty’s registered office is in Cincinatti, OH.