Firms by custodian
Registered investment advisers that custody at Bank of New York Mellon, N.A.
4 SEC-registered advisers report Bank of New York Mellon, N.A. as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
4 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Blackrock Financial ManagementCRD 107105 | New York, NY | $1595.10B | 889 | 1,309 |
| Blackrock AdvisorsCRD 106614 | New York, NY | $1096.12B | 137 | 189 |
| Eastspring Investments (singapore) LimitedCRD 144603 | Singapore | $146.29B | 134 | 185 |
| Blackrock Capital Investment AdvisorsCRD 290336 | Wilmington, DE | $66.93B | 35 | 151 |
Blackrock Financial ManagementCRD 107105$1595.10B
- Headquarters
- New York, NY
- Advisory staff
- 889
- Clients
- 1,309
Blackrock AdvisorsCRD 106614$1096.12B
- Headquarters
- New York, NY
- Advisory staff
- 137
- Clients
- 189
Eastspring Investments (singapore) LimitedCRD 144603$146.29B
- Headquarters
- Singapore
- Advisory staff
- 134
- Clients
- 185
Blackrock Capital Investment AdvisorsCRD 290336$66.93B
- Headquarters
- Wilmington, DE
- Advisory staff
- 35
- Clients
- 151
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Bank of New York Mellon, N.A. here says only what the filing says, and implies nothing about either firm's service.