Firms by custodian
Registered investment advisers that custody at Goldman Sachs &
20 SEC-registered advisers report Goldman Sachs & as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
20 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Goldman Sachs Asset ManagementCRD 107738 | New York, NY | $2648.90B | 1,379 | 121,325 |
| Goldman Sachs Asset Management InternationalCRD 107715 | London | $621.02B | 412 | 2,494 |
| Goldman Sachs &CRD 361 | New York, NY | $133.64B | 1,765 | 46,268 |
| Capstone Investment AdvisorsCRD 155563 | New York, NY | $91.53B | 115 | 31 |
| Sali Fund ManagementCRD 124235 | Austin, TX | $45.99B | 5 | 246 |
| Brigade Capital ManagementCRD 144078 | New York, NY | $33.02B | 42 | 111 |
| Goldman Sachs Wealth ServicesCRD 106693 | Cohoes, NY | $31.69B | 1,134 | 117,699 |
| Diamond Hill Capital ManagementCRD 110638 | Columbus, OH | $29.38B | 42 | 3,192 |
| Anchorage Capital AdvisorsCRD 328998 | New York, NY | $27.83B | 42 | 116 |
| Pentwater Capital ManagementCRD 156873 | Naples, FL | $19.26B | 20 | 23 |
| Capricorn Investment GroupCRD 147417 | New York, NY | $18.85B | 16 | 34 |
| Saba Capital ManagementCRD 154362 | New York, NY | $18.30B | 17 | 41 |
| Fiera CapitalCRD 113638 | New York, NY | $17.28B | 37 | 4,643 |
| Compass Rose Asset ManagementCRD 297010 | New York, NY | $16.50B | 16 | 3 |
| Invus Financial AdvisorsCRD 161603 | New York, NY | $16.49B | 43 | 37 |
| O'Connor Alternative InvestmentsCRD 336332 | New York, NY | $16.37B | 17 | 42 |
| Aristeia CapitalCRD 135986 | Greenwich, CT | $13.73B | 24 | 3 |
| Sarofim Trust Co., LtaCRD 106590 | Houston, TX | $12.96B | 22 | 96 |
| Yacktman Asset ManagementCRD 164420 | Austin, TX | $11.71B | 9 | 636 |
| Castle Hook PartnersCRD 284968 | New York, NY | $10.96B | 18 | 6 |
Goldman Sachs Asset ManagementCRD 107738$2648.90B
- Headquarters
- New York, NY
- Advisory staff
- 1,379
- Clients
- 121,325
Goldman Sachs Asset Management InternationalCRD 107715$621.02B
- Headquarters
- London
- Advisory staff
- 412
- Clients
- 2,494
Goldman Sachs &CRD 361$133.64B
- Headquarters
- New York, NY
- Advisory staff
- 1,765
- Clients
- 46,268
Capstone Investment AdvisorsCRD 155563$91.53B
- Headquarters
- New York, NY
- Advisory staff
- 115
- Clients
- 31
Sali Fund ManagementCRD 124235$45.99B
- Headquarters
- Austin, TX
- Advisory staff
- 5
- Clients
- 246
Brigade Capital ManagementCRD 144078$33.02B
- Headquarters
- New York, NY
- Advisory staff
- 42
- Clients
- 111
Goldman Sachs Wealth ServicesCRD 106693$31.69B
- Headquarters
- Cohoes, NY
- Advisory staff
- 1,134
- Clients
- 117,699
Diamond Hill Capital ManagementCRD 110638$29.38B
- Headquarters
- Columbus, OH
- Advisory staff
- 42
- Clients
- 3,192
Anchorage Capital AdvisorsCRD 328998$27.83B
- Headquarters
- New York, NY
- Advisory staff
- 42
- Clients
- 116
Pentwater Capital ManagementCRD 156873$19.26B
- Headquarters
- Naples, FL
- Advisory staff
- 20
- Clients
- 23
Capricorn Investment GroupCRD 147417$18.85B
- Headquarters
- New York, NY
- Advisory staff
- 16
- Clients
- 34
Saba Capital ManagementCRD 154362$18.30B
- Headquarters
- New York, NY
- Advisory staff
- 17
- Clients
- 41
Fiera CapitalCRD 113638$17.28B
- Headquarters
- New York, NY
- Advisory staff
- 37
- Clients
- 4,643
Compass Rose Asset ManagementCRD 297010$16.50B
- Headquarters
- New York, NY
- Advisory staff
- 16
- Clients
- 3
Invus Financial AdvisorsCRD 161603$16.49B
- Headquarters
- New York, NY
- Advisory staff
- 43
- Clients
- 37
O'Connor Alternative InvestmentsCRD 336332$16.37B
- Headquarters
- New York, NY
- Advisory staff
- 17
- Clients
- 42
Aristeia CapitalCRD 135986$13.73B
- Headquarters
- Greenwich, CT
- Advisory staff
- 24
- Clients
- 3
Sarofim Trust Co., LtaCRD 106590$12.96B
- Headquarters
- Houston, TX
- Advisory staff
- 22
- Clients
- 96
Yacktman Asset ManagementCRD 164420$11.71B
- Headquarters
- Austin, TX
- Advisory staff
- 9
- Clients
- 636
Castle Hook PartnersCRD 284968$10.96B
- Headquarters
- New York, NY
- Advisory staff
- 18
- Clients
- 6
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Goldman Sachs & here says only what the filing says, and implies nothing about either firm's service.