Clients
Compass Rose Asset Management serves 3 clients. The average client has about $5.50 billion with the firm.
- Pooled investment vehicles3 clients83%
- Other0 clients17%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 3 | $13,742,009,878 | 83.3% | $4.58B |
| Other | 0 | $2,758,599,403 | 16.7% | — |
| Total | 3 | $16,500,609,281 | 100% | $5.50B |
- Clients
- 3
- Regulatory AUM
- $13,742,009,878
- Share
- 83.3%
- Avg. per client
- $4.58B
- Clients
- 0
- Regulatory AUM
- $2,758,599,403
- Share
- 16.7%
- Avg. per client
- —
Total
- Clients
- 3
- Regulatory AUM
- $16,500,609,281
- Share
- 100%
- Avg. per client
- $5.50B
What it does
Compass Rose Asset Management provides portfolio management for pooled vehicles and other activities. It is paid through a percentage of assets and performance-based fees.
Compass Rose Asset Management advises 3 private funds.
100.0% of assets ($16.50B across 4 accounts) are managed with discretion. 82% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks6%
- Non-exchange-traded equities4%
- Exchange-traded equities2%
- Bonds61%
- Investment grade corporate bonds20%
- U.S. government and agency bonds19%
- High-yield corporate bonds12%
- Sovereign bonds10%
- Cash32%
- Other1%
- Derivatives1%
Custodians
Compass Rose Asset Management’s client accounts are held mainly at Goldman Sachs &, with 7% of managed assets, and J.P. Morgan, with 5%. Compass Rose Asset Management has custody of $13.74B for 3 clients.
- J.P. MorganJ.P. Morgan Clearing Corp. · New York, NY · $769.4M5%
- Goldman Sachs &Goldman Sachs & Co. LLC · New York, NY · $1.18B7%
- Barclays Bank PLCBarclays Bank PLC · London · $750.1M5%
- OtherScotia Bank, Morgan Stanley, Bank of America, Carta Capital Markets, Citibank, BNP Paribas, Deutsche Bank Ag, Royal Bank of Canada, All other custodians84%
Ownership and leadership
Jason Roche owns 25% to 50% of Compass Rose Asset Management, and Brian Riano is its CEO.
- Owns 25% to 50% of Compass Rose Asset Management, LP
Jason Roche
Control person · since August 2018
- Owns 10% to 25% of Compass Rose Asset Management, LP
Sean Fahey
Control person · since September 2017
- Owns 10% to 25% of Compass Rose Asset Management, LP
Brian Riano
Control person · since September 2017
- Owns 10% to 25% of Compass Rose Asset Management, LP
Cameron Lewis
Control person · since May 2018
- Owns 10% to 25% of Compass Rose Asset Management, LP
Bryan Carroll
Control person · since August 2025
Leadership
- Brian RianoChief Executive Officer
- Bryan CarrollPresident
- Neil BermanChief Financial Officer
- Todd DuffyChief Compliance Officer
- Sean FaheyPartner
- Jason RocheChief Investment Officer
- Daniel WeinerGeneral Counsel
- Cameron LewisPortfolio Manager
Staff
- 37 employees
- 16 in advisory functions
Reported holdings
Compass Rose Asset Management’s reported 13F holdings total $3.55B across 25 positions, and the ten largest make up 95.5% of it.
- $3.55B
- Reported 13F value
- 25
- Positions
- 95.5%
- In the 10 largest
- +167.4%
- Value vs. prior quarter
- Vaneck ETF Trust · Semiconductr ETFPut72.2%
- iShares TR · Russell 2000 ETFPut9.0%
- iShares Bitcoin Trust ETF · Shs Ben IntPut3.4%
- State Str SPDR S&P 500 ETF T · TR UnitPut2.6%
- Jd.com Inc. · Note 0.250% 6/02.6%
- Pg&e Corp. · Note 4.250%12/02.2%
- Comcast Corp. New · CL ACall1.4%
- Warner Bros Discovery Inc. · Com Ser A0.7%
- Kraneshares Trust · Csi Chi Internet0.7%
- Comcast Corp. New · CL A0.7%
Together, the ten largest are 95.5% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $3.55B is not its $16.50B in regulatory assets and does not represent any individual client's portfolio.
Fees
Compass Rose Asset Management is paid through a percentage of assets under management and performance-based fees.
Compass Rose Asset Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Compass Rose Asset Management has 2 offices, with 3 listed addresses across 3 states.
Connecticut · 1 listed address
- 17 River Road, Washington Depot
Florida · 1 listed address
- 2925 Cardinal Drive, Vero Beach
New York · 1 listed address
- 124 East 14th Street, 21st Floor, New YorkHQ
Registration details
- Legal name
- Compass Rose Asset Management, LP
- Headquarters
- 124 East 14th Street, 21st Floor, New York, NY 10003
- Phone
- 212-888-1433
- Website
- Not reported
- SEC file
- 801-113397
- Structure
- Delaware limited partnership
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Compass Rose Asset Management have?
Compass Rose Asset Management has 3 clients and manages $16.5 billion for them, as of March 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Compass Rose Asset Management offer?
Compass Rose Asset Management provides portfolio management for pooled vehicles and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Compass Rose Asset Management use?
Compass Rose Asset Management’s separately managed account assets are held at Goldman Sachs & Co. LLC (New York, NY), with $1,183,665,688, J.P. Morgan Clearing Corp. (New York, NY), with $769,384,602, Barclays Bank PLC (London), with $750,119,063, Scotia Bank (Toronto), with $39,138,829, Carta Capital Markets, LLC (New York, NY), with $9,999,986, Morgan Stanley & Co. LLC (New York, NY), with $3,680,992, Bank of America (New York, NY), with $1,185,534, Royal Bank of Canada (New York, NY), with $601,955, Citibank (New York, NY), with $300,978, BNP Paribas (New York, NY), with $290,946 and Deutsche Bank Ag (New York, NY), with $230,830. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Compass Rose Asset Management have?
Compass Rose Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 37 employees, and 16 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Compass Rose Asset Management invest in?
At the end of its last fiscal year, Compass Rose Asset Management’s separately managed accounts held 32% cash and equivalents, 20% investment grade corporate bonds, 19% U.S. government and agency bonds, 12% high-yield corporate bonds, 10% sovereign bonds, 4% non-exchange-traded equities, 2% exchange-traded equities and 1% derivatives. It advises 3 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Compass Rose Asset Management?
Compass Rose Asset Management’s direct owners are Sean Fahey, Brian Riano, Jason Roche, Cameron Lewis and Bryan Carroll, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Compass Rose Asset Management get paid?
Compass Rose Asset Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file