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Todd Duffy

Chief Compliance Officer at Compass Rose Asset Management

Officer record from the firm’s Form ADVForm ADV filed 31 March 2026

Todd Duffy is Chief Compliance Officer of Compass Rose Asset Management, LP, a New York investment adviser.

Role at Compass Rose Asset Management

Title on Schedule A
Chief Compliance Officer
Control
Todd Duffy is a control person of Compass Rose Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Todd Duffy has held the filed role since May 2018.

The firm

Compass Rose Asset Management, LP
New York, NY

Form ADV filed 31 March 2026

$16.5B AUM3 clients16 advisers3 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Todd Duffy is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Todd Duffy
CRD
2484747
Firm
Compass Rose Asset Management, LP
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Todd Duffy work?

Todd Duffy has been Chief Compliance Officer of Compass Rose Asset Management, LP since May 2018, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Leadership at Compass Rose Asset Management

Sources

  1. IAPD individual lookup, CRD 2484747. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Compass Rose Asset Management, LP, filed 31 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Todd Duffy or Compass Rose Asset Management, LP and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.