Clients
O'Connor Alternative Investments serves 42 clients, 36 of them pooled investment vehicles. The average client has about $390 million with the firm.
- Investment companies4 clients13%
- Pooled investment vehicles36 clients79%
- Sovereign wealth funds and foreign official institutions1 clients8%
- Insurance companies1 clients0%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 4 | $2,050,325,111 | 12.5% | $512.6M |
| Pooled investment vehicles | 36 | $13,005,220,931 | 79.5% | $361.3M |
| Insurance companies | 1 | $36,172,166 | 0.2% | $36.2M |
| Sovereign wealth funds and foreign official institutions | 1 | $1,276,893,275 | 7.8% | $1.28B |
| Total | 42 | $16,368,611,483 | 100% | $389.7M |
- Clients
- 4
- Regulatory AUM
- $2,050,325,111
- Share
- 12.5%
- Avg. per client
- $512.6M
- Clients
- 36
- Regulatory AUM
- $13,005,220,931
- Share
- 79.5%
- Avg. per client
- $361.3M
- Clients
- 1
- Regulatory AUM
- $36,172,166
- Share
- 0.2%
- Avg. per client
- $36.2M
- Clients
- 1
- Regulatory AUM
- $1,276,893,275
- Share
- 7.8%
- Avg. per client
- $1.28B
Total
- Clients
- 42
- Regulatory AUM
- $16,368,611,483
- Share
- 100%
- Avg. per client
- $389.7M
What it does
O'Connor Alternative Investments provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.
O'Connor Alternative Investments provided financial planning to 0 clients last fiscal year and advises 13 private funds.
100.0% of assets ($16.37B across 42 accounts) are managed with discretion. 60% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
The filed percentages total 101%. The values below are shown as filed.
- U.S. government/agency bonds
- 96%
- Derivatives
- 1%
- Cash and cash equivalents
- 1%
- Other (Private Credit)
- 3%
Custodians
O'Connor Alternative Investments’ client accounts are held mainly at J.P. Morgan, with 7% of managed assets, and Goldman Sachs &, with 1%. O'Connor Alternative Investments does not have custody of client assets.
- Goldman Sachs &Goldman Sachs & Co. LLC · New York, NY · $85.6M1%
- J.P. MorganJP Morgan Securities LLC · Brooklyn, NY · $1.19B7%
- All other custodians$15.09B92%
Ownership and leadership
Cfam Holdings, LLC owns 75% or more of O'Connor Alternative Investments.
- Owns 75% or more of O'Connor Alternative Investments, LLC
Cfam Holdings, LLC
Control person · since May 2025
- Owns 75% or more of Cfam Holdings, LLC
Cantor Fitzgerald, L.P.
Control person · since May 2025
- Owns 50% to 75% of Cantor Fitzgerald, L.P.
Dynasty Trust A
since October 2025
Brandon Lutnick
Controlling trustee · Control person · since October 2025
Kyle Lutnick
Trustee · since October 2025
Casey Lutnick
Trustee · since October 2025
Ryan Lutnick
Trustee · since October 2025
CF Group Management, Inc.
Managing general partner · Control person · since January 2010
- Owns 25% to 50% of CF Group Management, Inc.
CJL Management Trust
Control person · since October 2025
- Owns 25% to 50% of CF Group Management, Inc.
KSL Management Trust
Control person · since October 2025
- Owns 25% to 50% of CF Group Management, Inc.
BGL Management Trust
Control person · since October 2025
- Owns 25% to 50% of CF Group Management, Inc.
RGL Management Trust
Control person · since October 2025
Leadership
- Danny SalinasChief Financial Officer
- Joseph GiaimoChief Operating Officer
- Charles MathysChief Compliance Officer
- Adam BrajerSecretary
- Connor BurkeGeneral Counsel - O'Connor
- William FerriGlobal Head of Asset Management
Staff
- 65 employees
- 17 in advisory functions
- 1 state-registered rep
- 4 broker-dealer reps
Reported holdings
O'Connor Alternative Investments’ reported 13F holdings total $1.37B across 156 positions, and the ten largest make up 74.2% of it.
- $1.37B
- Reported 13F value
- 156
- Positions
- 74.2%
- In the 10 largest
- −28.2%
- Value vs. prior quarter
- Chart Inds43.7%
- Topbuild C12.4%
- Cloudflare · Note83.6%
- Snowflake · Note12.7%
- ON Semicon · Note02.2%
- Akamai Tec · Note12.2%
- Alphabet I · Capst2.1%
- Super Micr · 7depc2.1%
- Klarna Gro1.7%
- Alphabet I · Depsh1.6%
Together, the ten largest are 74.2% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $1.37B is not its $16.37B in regulatory assets and does not represent any individual client's portfolio.
Fees
O'Connor Alternative Investments is paid through a percentage of assets under management and performance-based fees.
O'Connor Alternative Investments’ fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, O'Connor Alternative Investments has 1 office, with 2 listed addresses across 2 states.
Illinois · 1 listed address
- 227 West Monroe ST., Chicago
New York · 1 listed address
- 110 East 59th Street, New YorkHQ
Registration details
- Legal name
- O'Connor Alternative Investments, LLC
- Headquarters
- 110 East 59th Street, New York, NY 10022
- Phone
- 212-915-1722
- Website
- Not reported
- SEC file
- 801-133741
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does O'Connor Alternative Investments have?
O'Connor Alternative Investments has 42 clients and manages $16.4 billion for them, as of May 2026. They include 36 pooled investment vehicles, 4 investment companies and 1 insurance companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 May 2026
What services does O'Connor Alternative Investments offer?
O'Connor Alternative Investments provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does O'Connor Alternative Investments use?
O'Connor Alternative Investments’ separately managed account assets are held at JP Morgan Securities LLC (Brooklyn, NY), with $1,191,284,507 and Goldman Sachs & Co. LLC (New York, NY), with $85,608,767. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 May 2026
How many financial advisors does O'Connor Alternative Investments have?
O'Connor Alternative Investments has 1 investment adviser representatives registered with state securities authorities, out of 65 employees, and 17 perform investment advisory functions. 4 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does O'Connor Alternative Investments invest in?
At the end of its last fiscal year, O'Connor Alternative Investments’ separately managed accounts held 96% U.S. government and agency bonds, 3% private credit, 1% derivatives and 1% cash and equivalents. It advises 13 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns O'Connor Alternative Investments?
O'Connor Alternative Investments is owned through a chain of holding companies by CJL Management Trust, KSL Management Trust, BGL Management Trust and RGL Management Trust. Its direct owner is Cfam Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 19 May 2026
How does O'Connor Alternative Investments get paid?
O'Connor Alternative Investments is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file